Tuesday, January 13, 2024

Sea Control and Surface Forces: the Theoretical Foundation

This week I want to talk a bit about sea control and surface warfare. Late last year, Bryan Clark at CSBA published an excellent monograph on the subjects. More recently, the surface Navy’s leadership published an article in the January issue of Proceedings regarding potential uses of Surface Action Groups (SAG) to perform sea control tasks. I will be writing more about both of those pieces over the next few days.

In preparation, though, I think it’s important to review the nuances of classical sea control theory. Towards the end of Part II Chapter I of Some Principles of Maritime Strategy, Julian Corbett explained that:

If the object of the command of the sea is to control communications, it is obvious it may exist in various degrees. We may be able to control the whole of the common communications as the result either of great initial preponderance or of decisive victory. If we are not sufficiently strong to do this, we may still be able to control some of the communications; that is, our control may be general or local. Obvious as the point is, it needs emphasizing, because of a maxim that has become current that "the sea is all one." Like other maxims of the kind, it conveys a truth with a trail of error in its wake. The truth it contains seems to be simply this, that as a rule local control can only avail us temporarily, for so long as the enemy has a sufficient fleet anywhere, it is theoretically in his power to overthrow our control of any special sea area.(Pg. 103)

Per Corbett, then, “general” sea control by a navy is only possible when it possesses an exceptionally vast margin of superiority over its opponent(s) throughout “the whole of the common communications.” Yet, if even an enfeebled opponent typically retains some capacity for contesting the protagonist’s sea control in “any special sea area,” then “general” sea control becomes more an illustrative theoretical construct than something practically attainable. The obvious implication is that sea control is normally obtainable and exercisable only locally and temporarily, with the expanse of control determined by the protagonist’s margin of superiority within the area in question over some period. This means the act of obtaining and then exercising temporary localized sea control must have a discrete mission-centric purpose. After all, it would be illogical to expend such effort just to seek bounded sea control for its own sake.

Another question follows close behind: how much maritime power (e.g. aerospace forces, surface combatants, and submarines as well as the surveillance/reconnaissance apparatus that supports each of them) must be concentrated to achieve the necessary margin of temporary local superiority to perform some task? Against a relatively weak adversary, the answer is often ‘not much.’ As we witnessed during the twelve years of maritime interdiction operations within the Arabian Gulf following the first Gulf War, individual surface combatants (or sometimes small groupings of them) can be completely adequate for gaining and then exercising sea control under such conditions. The more maritime power that an adversary can concentrate against the protagonist in some sea area over some period, though, the more maritime power the protagonist must apply to sustain sea control. At some point, it becomes no longer feasible for the protagonist to ‘charge into the lion’s den’ or otherwise operate deep within a contested zone for an extended amount of time. There simply may not be enough weapons in a naval battleforce of any practical (let alone available) size to perform the requisite anti-air, anti-surface, anti-submarine, and anti-sensor/communications tasks of sea control during a particular period in a particular area.

The interactions between location, time, purpose, and attainable margin of superiority compel the protagonist theater-level commander to be judicious, then, in applying maritime power. In major war, the theater-level commander does this via sequential or cumulative campaigns consisting of individual operations that are designed to incrementally achieve some set of strategic objectives. If strategic objectives dictate that certain naval tasks be accomplished in some area, but the protagonist’s naval forces do not by default possess the requisite margin of superiority to do so at an acceptable degree of risk, then the protagonist must conduct one or more preliminary or parallel operations that create the conditions for achieving the main operation’s margin of superiority in space and time. This also says nothing of the fact that some strategic objectives are (or should be viewed as) more crucial to achieve earlier in a campaign than others. For instance, in the case of the United States, no application of military power in an overseas region to reinforce and defend an ally—or deter or compel an adversary—can succeed in the absence of secure sea and air lines of communication for conveying that power across the ocean and then distributing it within theater.

With all this in mind, let’s look at how the Navy’s apparent informal definition of sea control has evolved over the past five years. In Naval Operations Concept 2010, sea control was described as:

The employment of naval forces, supported by land and air forces as appropriate, in order to achieve military objectives in vital sea areas. Such operations include destruction of enemy naval forces, suppression of enemy sea commerce, protection of vital sea lanes, and establishment of local military superiority in areas of naval operations. (Pg. 52)

This is preceded in the text by the following key details:

Sea control is the essence of seapower—it allows naval forces to close within striking distance of land to neutralize land-based threats to maritime access, which in turn enhances freedom of action at sea and the resulting ability to project power ashore…The vastness of the world’s oceans makes it impossible for the Naval Service to achieve global sea control. The combatant commanders’ operational objectives, the strategic maritime geography, and the capabilities of potential adversaries drive the scale of forward naval presence and surge capability necessary to conduct effective local and regional sea control operations. (Pg. 51)

The 2010 definition thus addressed the fact that sea control is localized, purpose-based, and affected by the attainable margin of superiority. It did not, though, address sea control’s temporal aspect. As a result, the 2010 definition could not provide context for bounding any particular operation’s practical duration given the intensity of opposition in a particular local area. Nor could it provide context for informing when any particular operation should be conducted within a campaign’s operational sequence.

Contrast the 2010 definition with the implicit definition in this month’s Proceedings article by the surface Navy’s leadership; I have underlined portions for emphasis:

A new emphasis on sea control derives from the simple truth that navies cannot persistently project power from water space they do not control. Nor can navies guarantee the free movement of goods in the face of a power-seeking adversary whose objective is to limit the freedom of the maritime commons within their sphere of influence. Sea control is the necessary precondition for virtually everything else the Navy does, and its provision can no longer be assumed. Threats ranging from low-end piracy to the navies of high-end nation-states pose challenges that we must be prepared to counter—and ultimately defeat.

Sea control does not mean command of all the seas, all the time. Rather, it is the capability and capacity to impose localized sea control when and where it is required to enable other objectives to be met, holding it as long as is necessary to accomplish those objectives. We must begin to treat expanses of ocean the way we viewed islands during World War II—as areas to be seized for conducting follow-on power-projection operations. Additionally, we should recognize that the enemy gets a vote, and that all of the elements of the Navy’s Fleet architecture are unlikely to be available when the shooting starts. The day-to-day persistence of the surface force means that it must be prepared to immediately go on the offensive in order to create conditions for the success of follow-on forces. (Pg. 20)

This is simply excellent. Not only is the temporal aspect is captured here alongside localization and purpose, but the logic of increasing the attainable margins of sea control via sequential operations within a campaign’s context is made more explicit. What’s more, the implications for designing operating concepts, contingency campaign plans, and even force architecture are profound. I’ll be exploring some of these things in my next two posts.

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The views expressed herein are solely those of the author and are presented in his personal capacity. They do not reflect the official positions of Systems Planning and Analysis, and to the author’s knowledge do not reflect the policies or positions of the U.S. Department of Defense, any U.S. armed service, or any other U.S. Government agency. 

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