Over the past two years, I have attempted to evolve the blog discussion through news events with a narrative while detailing my own views of maritime strategy applied to the context of an emerging naval era. During these two years, I have attempted to emphasize warfighting and peacemaking as two opposing and, at the same time, complementary (completing) applications of military power. The necessity for naval to remain persistently engaged in peacetime is as important as actions that would be taken by naval forces during war, because those peacetime activities can influence the conditions of war, or even prevent it altogether.
I believe military power must take a balanced approach addressing the requirements for winning war and managing peace. If the military is to balance itself, this means there must be a commitment to counterinsurgency capabilities for Army peacemaking operations, and in the case of the Navy it means building flexible forces for leveraging the sea as a base to connect the non-integrated gaps.
I believe this narrative is in line with the
Navy's maritime strategy, highlighting the phrase "
preventing war is as important as winning war," I believe that balance is critical for military power to adequately address the 21st century threat conditions.
Theories and ConditionsAs a general rule for force development of US Navy forces in the 21st century, I believe the closer to shore a ship is intended to operate, the more manpower will be required. Consequently, the further into blue water the ship is intended to operate, manpower reduction is a financial priority. This is a counter intuitive concept, because it means bigger ships with smaller crews, and smaller ships with more manpower. Balancing manpower requirements is critical to developing the 21st century Navy fleet constitution.
The Navy plans force structure in periods of 30 years, which is further out than even the Joint Operating Environment 2008 (
PDF) document speculates. The shelf life of ships extends between 20-50 years, and all warships have an expected life of 30 years, which is why each ship represents a major investment not just in money, but more importantly, time, a commodity any professional appreciates. In order to insure proper investment in shipbuilding, the Navy must make several assumptions regarding the strategic environment of the future and plan within this context.
I believe we are currently in an expeditionary era of persistent engagement. This period, which I believe has a shelf life of at least the next 15 years, can be characterized with the following assumptions.
- The US Navy will remain the dominate maritime power until at least 2025.
- The US Navy will remain the only maritime power globally postured and capable of global action until at least 2025.
- The United States will maintain sufficient capabilities and capacity to compete against any belligerent power until at least 2025.
As of currently announced plans, by the year 2020 the US Navy will consist of something like 12 aircraft carriers, 22 AEGIS cruisers, 65 AEGIS destroyers, 3 Zumwalt class destroyers, 42 Littoral Combat Ships, 10 minesweepers, 48 attack submarines, 4 guided-missile submarines, 14 ballistic missile submarines, 33 amphibious ships, 30 combat logistics ships, and 24 support ships. This list does not include any MPF ships and totals 307 ships. I believe that between the time frame of 2010-2025, the Navy is well positioned to execute the maritime strategy as a peacetime engagement force, and use command of the sea to build global maritime security capacity to forward the interests of the United States. Understanding and articulating clearly how to use and for what national purpose to use command of the sea is critical to executing the maritime strategy during this 15 year time frame.
Beginning in 2025, the United States Navy must be positioned to hedge all bets regarding rising great powers. By 2025 the proposed strategic plans for naval forces of those rising great powers will be clear, specifically we will know if Russia really will build 6 aircraft carriers, or if China intends to build a massive fleet, and several persistent questions regarding the naval development of other emerging great powers like India and Brazil will be better understood. More importantly, the Navy will have a better idea how these powers intend to use their naval forces.
I believe for the US Navy, this means as the existing AEGIS fleet begins to retire at a rapid rate, the US Navy must be positioned as a requirement to institute a massive naval buildup itself, and at the same time be positioned to fill the capacity for global maritime security built through executing the strategy from 2010-2025. In order to afford and meet these conditions, fleet constitution strategy should meet the obligations for filling global security capacity while also be positioned to afford replacing retiring systems at the pace of retirement.
Organizational AssumptionsI often read discussions or documents that refer to the types of fleets we need. They become organized to meet a purpose, sometimes suggesting we need one big balanced fleet centered on traditional platforms with slight numerical adjustments to insure capacity across the board, which has the effect of spreading out the risk.
Another popular fleet constitution suggests everything revolves around X, Y, and Z, which for the record, are the most important figures to be determined in the QDR. X number of aircraft carriers, Y number of surface combatants, and Z number of submarines. This fleet model focuses on these three platforms to determine the relative power of the US Navy against competitors in a naval war, and these platforms are emphasized as the metric that determines naval power. These ship types carry priority in every force constitution decision, and risk is accepted in other areas of naval power.
There are also two emerging schools of theory for fleet constitution.
The first school suggests that all surface vessels are obsolete and they simply don't know it. Proponents of this theory suggest that only submarines can survive the modern maritime battlefield, and surface vessels will not be able to approach close enough to the enemy to be effective. This theory suggests precision weapons and unmanned vehicles will be sufficient for striking power, and as I understand it, heavily relies on the Air Force for air superiority. The proponents of this theory accept the risks that come from an absence of surface capabilities, including aircraft carriers.
A second emerging theory suggests that smaller vessels with precision weapons and speed would allow naval forces to overwhelm opposing naval forces with the quality of sufficent quantity. There are several folks who promote this theory, and most of these theories I have heard about were developed from the streetfighter debate of the late 90s. Advocates of this theory I have spoken tend to make a lot of bets in favor of unmanned systems, and accept the risks associated with losing large dominant sea based aviation, not to mention naval systems capable of supporting warfare in space should that be a necessary requirement in the future.
I fully admit that may have butchered these force constitution theories, as I do not claim to fully understand some of them. I only subscribe to theories that begin by clearly stating the aircraft carrier, major surface combatant, and nuclear submarine represent the prevailing strike power capability of fleets today. With that said, I believe the aircraft carrier, major surface combatant, and nuclear submarine all require major evolutions to remain the dominant capabilities of the 21st century. I also believe a 4th platform is emerging in the 21st century as a dominant enabling capability for fleets, and that the mothership will be as important to naval power in the 21st century as the aircraft carrier was in the 20th century. I believe that nations that develop and master doctrine for mothership operations will be dominate naval powers in the 21st century. This paragraph will be expanded in much more detail in a future post.
Using Command of the SeaI believe the global Coast Guard sucks, and I am talking specifically about the 3rd world. The lack of sufficiently trained and properly equipped maritime security forces globally contributes to insecurity and can be a major factor in generating political crisis. As markets in the third world become more competitive for rising great powers, insuring stable governance and security is in the national interest of the United States. In the facilitation of this diplomacy, there is a clear naval role: a persistent engagement towards building global maritime security capacity and building partnerships based on mutual trust and interest. The Navy already conducts these missions in the form of security cooperation, humanitarian engagement, and medical diplomacy.
What is not well defined is how training manpower and building security capacity translates into true maritime security capacity, and how our humanitarian engagement and medical diplomacy translate into partnership. Multiple agencies play key roles, often primary roles, in building off US Navy supported humanitarian engagement and medical diplomacy missions, but the US Navy and US Coast Guard share the role (thus define the objective) of developing global maritime security capacity. As we have learned in our current wars, without security there is no room for political progress, and as security capacity improves so does the economic conditions.
I see the persistent engagement towards building capacity of the global maritime security condition as the execution of the Navy's maritime strategy in peacetime towards preventing wars. I see this approach as a Clausewitz style strategic approach during periods absent direct conflict of leveraging opportunities to take the offensive towards forwarding a political objective with military power.
To me, leveraging command of the sea means not only building global capacity for the global coast guard, but then after the capacity is developed, filling that capacity sufficiently as a basis to maintain security and leverage cooperation. Said another way, I believe using command of the sea is in part providing assistance in developing coast guards in 3rd world, beginning with training and partnership, but with an end that includes materials to support the partner nations new Coast Guard capacity. I believe this is particularly important if the British are correct when they suggest a population migration to the sea will be one characteristic of the next few decades.
The First 15 YearsOver the next 15 years, from 2010 - 2025, the Navy is well positioned with the existing strike power of the XYZ fleet to meet potential peer adversaries. The most likely challenges of this period directly related to US national security interests include extremists organizations and nation states that are proliferating military and nuclear weapons by sea, or those organizations and states that use the sea to transport illegal goods that fund violent movements. We can also expect belligerent states to threaten neighbors, for example the regular threat rhetoric between Israel and Iran, or the drumbeat of rhetoric by "Dear Leader" towards South Korea. In failed states like Somalia, piracy is unlikely to go away without a solution on land, and absent any solution on land it isn't hard to imagine a scenario emerge where the US participates in a military action from the sea onto land to attempt to influence a political solution that initially involves military power.
However, one constant in examining all the scenarios that are probable to occur between now and 2025 is that the existing XYZ fleet is sufficient to meet these and other challenges. Indeed, there is one driving priority that must be considered: The
Taiwan Relations Act of 1979, and specifically this provision.
"to maintain the capacity of the United States to resist any resort to force or other forms of coercion that would jeopardize the security, or the social or economic system, of the people on Taiwan."
I believe that the United States Navy is positioned to meet this requirement until 2025, but as I mentioned earlier the XYZ fleets must evolve to be able to meet this requirement beyond 2025. Even if the US declines to assist Taiwan should China make a move, the US Navy is under a clear obligation to "maintain the capacity" to "resist any resort to force" made by China, and capacity is a big word in that context.
A 30 Year ProposalI have previously highlighted a shipbuilding budget of $14 billion annually for 10 years between FY2011-FY2020. The planning number for the QDR is actually around $15.4 billion annually, which is the number for the FY 2010 budget. If we use $15.4 billion annually for 10 years, take out $20 billion for CVNs and $38 billion for SSNs over the decade (I only build 1 SSN in FY2020), that leaves $96 billion to build the fleet for the next decade. I count $8 billion per decade for nuclear refuelings. With this budget, leveraging the assumptions above, I build the following fleet:
Build 29 Littoral Combat Ships ($16 billion)
Build 2 DDG-51s (FY11) ($4 billion)
Build 1 DDG-1000 ($2.8 billion)
Build 64 PC/Corvettes for $100 million each ($6.4 billion)
Build 2 CGN(X) for BMD (FY17, FY20) ($9 billion)
Build 25 JHSVs ($4 billion)
Build 2 LHA(R)s ($7 billion)
Build 1 LHD replacement (FY20)($3 billion)
Build 1 LPD-17 (11th) ($2 billion)
Build 5 LSD(X) ($10 billion)
Build 6 T-AKE ($3.3 billion)
Build 4 LCS Tenders ($4 billion)
Build 4 MLP ($4 billion)
Build the first SSBN replacement (FY19) ($5 billion)
Build 2 Command Ship replacements ($4 billion)
Build 4 Fleet Tug Replacements ($1 billion)
Build 3 Oiler Replacements ($2 billion)
Build 1 Ocean Surveillance Ship replacement ($.5 billion)
* Nuclear refuelings ($8 billion)
Total of the list above = $94 billion.
This list includes 2 CVNs, 19 SSNs, 1 SSBN(X), 29 LCS, 2 DDG-51s, 1 DDG-1000, 25 JHSVs, 2 LHA(R)s, 4 MLPs, 6 T-AKEs, 4 Tenders, 2 JCC(X), 4 T-ATF(X), 1 T-AGOS(X), 1 T-AO(X), 1 LPD-17, 5 LSD(X), 1 LH(X), 64 PC/Corvettes, and 2 CGN(X) for a total of 176 ships, or 17.6 ships annually between FY11-FY20. Below is the chart that outlines this period against previous periods.
Ship Type | Last 30 Years (1980-2009) | Reagan Buildup (1982-1989) | Last 15 Years (1994-2009) | Next 10 Years (2011-2020) |
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Surface Combatants | 36 | 34 | 36 | 25 |
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Aircraft Carriers | 16 | 14 | 19 | 18 |
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Submarines | 30 | 34 | 27 | 28 |
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Amphibious Ships | 11 | 9 | 14 | 17 |
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Other Ships | 8 | 10 | 4 | 12 |
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Total | 100 | 100 | 100 | 100 |
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The first thing people are going to scream at me about is the 4th DDG-1000. Look, this is an industrial decision that keeps Bath working until the CGN(X) line begins in FY17. Unpopular? Yep, but necessary. I build both of the DDG-51s in Mississippi, and then build the 64 PC/Corvettes in Mississippi to sustain the yard the rest of the decade while upgrading the yard, preparing for the Future Surface Combatant.
There are 8 ships built on the LPD-17 hull: 1 LPD-17, 5 LSD(X), and 2 JCC(X). The reason I begin replacing the LSDs early is because I would take the four LSD 49s and during their modernization, convert them to be the 4 Global Fleet Station ships the Marines suggest they need above the 11 LHX, 11 LPD, 12 LSD thirty-four ship amphibious force. As the LSD-41s are replaced, I immediately begin using them to develop mothership doctrine and operations, test platforms for emerging unmanned system capabilities, and evaluate these vessels as motherships for supporting Riverine squadron operations and other NECC capabilities. There are also 2 LHA(R)s and 1 LH(X), meaning plenty of Gulf Coast work.
During the next decade, I also build 15 ships logistics and support ships: 4 MLPs, 6 T-AKEs, 4 LCS Tenders, and I buy the first T-AO(X), presumably at NASSCO.
I build 29 more Littoral Combat Ships for a total of 36, meaning the 36 LCS and 64 PC/Corvettes becomes a 100 small ship littoral force for managing hybrid littoral threats during a period of emerging great powers. The idea behind the 64 PC/Corvettes is to use them for at least 10 years as a partnership building capability and distributed littoral force, and once the capacity on the manpower side with a partner has been sufficiently developed, simply give some PC/Corvettes away as a means of filling the developed capacity. If we get 10-20 years out of a $100 million small ship, its like leasing a small naval vessel for $5-$10 million annually. As I have explained many times, I see the payload of the PC/Corvette force to be manpower, not missiles. These are small, modular platforms intended to support ScanEagle's, RHIBS, and limited unmanned systems. I see these ships operating with the LCS in the littorals, and supported by leased vessels or inexpensive converted purchased vessels acting as logistics motherships. If we buy a commercial vessel for mothership conversion, we give it away with the PC/Corvettes to the partner, again filling capacity.
That leaves 25 JHSVs, 4 T-ATF(X), and 1 T-AGOS(X) that will be built... somewhere. Also I continue the current plan to build 20 submarines over the decade, 19 SSNs and the first SSBN(X).
The idea is to assume risk with the existing surface combatants while going both big and small, big with the CGN(X) and small with the 100 ship littoral force. There is one major issue though, the CGN(X) cannot cost more than $4.5 billion as a cap on SCN, and I see this as something the Navy will have to work out with Congress. Without the cap, the Navy needs to make it clear to Congress that they have a limited BMD capability, and cannot perform a broader role in BMD.
I am opposed to building Burkes for any reason other than sustaining industry. I do not understand why the US Navy believes that a ship built on a 1980s design and fielded in 2015 will be relevant to its role in 2040, much less in 2055 when it retires. Not a single ship in service in 1915 designed before 1890 was competitive as a naval capability in 1940, and yet with a straight face very smart people claim a ship designed before 1990 in service in 2015 will be competitive in 2040. I see building Burkes well into the next decade in the context of building wood ships to fight ironclads. The US Navy either looks forward, or prepares to fall behind.
The industry can be sustained with very few Burkes, 64 PC/Corvettes, and moving the LSD(X) replacements up while also building the CGN(X), a BMD capability that is much more realistic for long term BMD challenges than the existing AEGIS BMD system. Additionally, by focusing on the amphibious ships, logistics fleet, and building the bulk of the attack submarine force over the 10 years 2010-2020, the Navy doesn't have to build them after 2025.
FY2021-FY2030
Now we apply a $15.4 billion annual number to the next decade. Between FY2021-FY2030 the Navy will be spending every dollar on replacements, there is no room for new stuff. The $2 billion cost annually for aircraft carriers will remain, but because SSN production slows down, we count it separately. That gives us $134 to work with, and I still count the $8 billion for nuclear refueling.
Build 8 SSBN(X) ($40 billion)
Build 8 SSN ($16 billion)
Build 4 CGN(X) ($18 billion)
Build 6 Future Surface Combatants ($17 billion)
Build 2 LH(X) ($6 billion)
Build 7 LSD(X) ($14 billion)
Build 8 T-AGOS(X) ($4 billion)
Build 12 T-AO(X) ($8 billion)
Build 3 T-ARS(X) ($1.5 billion)
Build 2 AS(X) ($1.5 billion)
* Nuclear refuelings ($8 billion)
Total of the list above = $134 billion.
This list includes 2 CVNs, 8 SSBN(X), 8 SSNs, 4 CGN(X), 6 FSCs, 2 LH(X), 7 LSD(X), 8 T-AGOS(X), 12 T-AO(X), 3 T-ARS(X), and 2 AS(X) for a total of 62 ships, or an average of 6.2 ships annually. Below is the chart that outlines this period against previous periods.
Ship Type | Last 30 Years (1980-2009) | Reagan Buildup (1982-1989) | Last 15 Years (1994-2009) | Next 10 Years (2021-2030) |
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Surface Combatants | 36 | 34 | 36 | 23 |
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Aircraft Carriers | 16 | 14 | 19 | 18 |
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Submarines | 30 | 34 | 27 | 36 |
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Amphibious Ships | 11 | 9 | 14 | 13 |
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Other Ships | 8 | 10 | 4 | 10 |
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Total | 100 | 100 | 100 | 100 |
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I finish several priorities this decade, beginning with the Virginia class submarine. I also complete modernization of the expeditionary force, logistics fleet, and support fleets during this decade. I build 60% of the strategic national fleet in 4 CGN(X) and 8 SSBN(X) during this decade, positioning the Navy to meet the challenges of emerging great powers. I begin construction of the future surface combatant in Mississippi just as the cruisers begin retiring. The numbers of surface combatants will begin to dip around 2030 from over 90 to the mid 80s as the cruisers retire.
However, one advantage of this approach of building the submarine fleet, amphibious fleet, and modernizing the bulk of the combat logistics and support force is that as the intentions of rising great powers are being understood, the US Navy is positioned with budget resources to begin a major buildup of the next generation future surface combatant. For those who are familiar, I consider the alignment of budget resources in this way a modern version of the 19th century strategy of the second move executed by the Royal Navy.
Y2031-FY2040
Now we apply a $15.4 billion annual number to the decade between FY2031-FY2040, which again the Navy will be spending every dollar on replacements. The $2 billion cost annually for aircraft carriers will remain. That gives us $134 to work with, and I still count the $8 billion for nuclear refueling.
Build 2 CGN(X) ($9 billion)
Build 23 Future Surface Combatants ($62 billion)
Build 3 SSBN(X) ($15 billion)
Build 12 SSN(X) ($28 billion)
Build 2 LH(X) ($6 billion)
Build 15 JHSV(X) ($2.5 billion)
Build 4 T-AOE(X) ($3.5 billion)
* Nuclear refuelings ($8 billion)
Total of the list above = $134 billion.
This list includes 2 CVNs, 2 CGN(X), 23 FSC, 3 SSBN(X), 12 SSN(X), 2 LH(X), 15 JHSV(X), and 4 T-AOE(X) for a total of 63 ships or an average of 6.3 ships annually. Below is the chart that outlines this period against previous periods.
Ship Type | Last 30 Years (1980-2009) | Reagan Buildup (1982-1989) | Last 15 Years (1994-2009) | Next 10 Years (2031-2040) |
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Surface Combatants | 36 | 34 | 36 | 46 |
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Aircraft Carriers | 16 | 14 | 19 | 18 |
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Submarines | 30 | 34 | 27 | 28 |
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Amphibious Ships | 11 | 9 | 14 | 4 |
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Other Ships | 8 | 10 | 4 | 4 |
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Total | 100 | 100 | 100 | 100 |
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I build the last 2 CGN(X) and the last 3 SSBN(X) national strategic fleet platforms, and begin a slow build up of the SSN(X) system. I also ramp up surface major combatant construction, so if I am in an arms race around 2030 against a peer competitor, I am well positioned with the most capable shooter under construction in more than one shipyard. Only 2 amphibious ships are built this decade, both LHD replacements, and the Navy is also positioned to replace the JHSVs if necessary.
This is key. If by chance, the Navy finds itself in an arms race, the Navy is well positioned to give up platforms to allies. The PC/Corvettes and the JHSVs all built before 2020 can be used in a fungible way to build up maritime security capacity of our partners, presumably capacity previously developed with GFS and other expeditionary partnerships.
The maritime strategy states the Navy builds partnership capacity. Presumably, by 2040, the Navy will have 126 littoral ships to populate global Navy's with to fill the developed capacity, and because these are mostly low tech platforms, we are giving away security, not building up defense in an arms race.