A few weeks
ago, two esteemed navalists debated the future of the nuclear-powered aircraft
carrier at the U.S. Naval Academy. To provide an overly-simplistic summation of
this debate, retired Navy Captain and think-tank fellow Jerry Hendrix believes
that the days of super carriers should be numbered in favor of more (affordable) platforms, such as
large-deck amphibious ships, missile carrying submarines, and future
semi-submersibles embarking unmanned vehicles. But fellow ID poster Bryan McGrath
argues that supercarriers - more (capable)
platforms - will continue to provide value and versatility in future
conflicts. They were both correct - to an extent. CVNs have proven their value in war and peace
since their inception and will continue to serve the fleet proudly for decades. But they are expensive, and getting more
unaffordable with every iteration. Bryan notes that despite its extravagant cost, a carrier represents a mere rounding error in the overall federal budget. Though true, this wishful thinking doesn't make a larger fleet any closer reality than it has been since the heady days of the (almost) 600 ship navy.
Our super-carrier fleet has shrunk from 14 to essentially 10 over the course of a quarter-century. Nuclear carriers, the centerpiece of today’s fleet, can only be in one place at one time. Fewer carriers means less forward deployed presence. Jerry has favored a fleet of more numerous and affordable "Fords" over pricier "Ferraris" for years now, and it is his vision that more closely matches the direction of future war at sea - distributed operations and swarming.
Our super-carrier fleet has shrunk from 14 to essentially 10 over the course of a quarter-century. Nuclear carriers, the centerpiece of today’s fleet, can only be in one place at one time. Fewer carriers means less forward deployed presence. Jerry has favored a fleet of more numerous and affordable "Fords" over pricier "Ferraris" for years now, and it is his vision that more closely matches the direction of future war at sea - distributed operations and swarming.
I first wrote about swarms here about three years ago. My thinking on this concept has evolved as the U.S. Navy has now begun research and development on unmanned air and surface
swarming technology in earnest. Increasing portions of the research portfolios at DARPA, ONR, and the Naval Postgraduate school are focused on autonomy and swarming.
Defining the New Swarm
First, some history is order. In some respects, the aircraft carrier was the platform that originally brought swarming to modern naval warfare - though one could look back somewhat further to the triremes of antiquity for tactics that somewhat resemble swarming. In World War II, dozens of U.S. and Japanese fleet carriers operated across the Western Pacific, carrying hundreds of aircraft that swarmed to attack and defend enemy surface ships and island bases. Future swarming will occur at both the tactical and operational levels. Though with projected force structure, surging three, maybe four carriers at any time to a given theater is going to be a challenge. Discounting casualties (a big assumption), maintaining them forward deployed over the course of a protracted naval campaign would be virtually impossible. So how will tomorrow's smaller fleet be able to project power - both ashore and at sea across battle areas spanning millions of square miles in a major war?
Defining the New Swarm
First, some history is order. In some respects, the aircraft carrier was the platform that originally brought swarming to modern naval warfare - though one could look back somewhat further to the triremes of antiquity for tactics that somewhat resemble swarming. In World War II, dozens of U.S. and Japanese fleet carriers operated across the Western Pacific, carrying hundreds of aircraft that swarmed to attack and defend enemy surface ships and island bases. Future swarming will occur at both the tactical and operational levels. Though with projected force structure, surging three, maybe four carriers at any time to a given theater is going to be a challenge. Discounting casualties (a big assumption), maintaining them forward deployed over the course of a protracted naval campaign would be virtually impossible. So how will tomorrow's smaller fleet be able to project power - both ashore and at sea across battle areas spanning millions of square miles in a major war?
Japan’s kamikaze attacks were another early form of naval swarming. By some estimates, the Divine Wind suicide attacks accounted for up to 80 percent of U.S. Navy
losses in the final phase of the Pacific war. Although they were lethally effective, the lives of thousands of pilots sacrificed to execute these attacks accelerated the attrition of the Japanese war machine that ultimately led to its defeat.
In the past
decade, the Iranian fast attack craft swarming threat has driven significant discussion in U.S. Navy circles, ranging from grave concern to outright dismissal. To address these sorts of threats, the Navy has acquired and deployed various countermeasures, such the LCS/FF surface package and USS Ponce’s laser system. Developing hardware to counter swarming isn’t enough. Iran’s multi-pronged sea denial threat illustrates some of the aspects of future naval swarms that will be emulated by other potential adversaries and friendly navies alike.
Despite our best attempts, future enemies and conflict drivers are difficult to predict. But it is likely that increasingly affordable and numerous autonomous systems will make swarming a common tactic in the future, employed by both state and non-state maritime powers. I strongly recommend Paul Scharre's work to understand the nature of military swarms and how they might be employed. What follows are some thoughts on how swarms might work in the naval milieu.
Despite our best attempts, future enemies and conflict drivers are difficult to predict. But it is likely that increasingly affordable and numerous autonomous systems will make swarming a common tactic in the future, employed by both state and non-state maritime powers. I strongly recommend Paul Scharre's work to understand the nature of military swarms and how they might be employed. What follows are some thoughts on how swarms might work in the naval milieu.
Naval swarms require numbers.
A swarm is designed to overwhelm targeting systems and magazine capacity with its size. Unlike the Japanese kamikazes, low cost, unmanned autonomous platforms will alleviate any qualms about mass human casualties on the side of the swarmers.
A swarm is designed to overwhelm targeting systems and magazine capacity with its size. Unlike the Japanese kamikazes, low cost, unmanned autonomous platforms will alleviate any qualms about mass human casualties on the side of the swarmers.
By employing distributed maritime operations, a single surface platform with embarked unmanned vehicles can operate over a wider area than one without. Using a multi-tiered hub-and-spoke concept, a large surface ship should be capable of simultaneously operating dozens of air, surface, and sub-surface vessels. So while a traditional surface ship might operate a boat or two and the same number of helicopters, using unmanned vehicles, that same platform can deploy numerous sensors and weapons at a considerable distance from the ship across all maritime domains.
![]() |
Herd. Defend. Distract. Attack. |
So
what sort of platforms will compose future naval swarms? Increasingly, miniaturization and unmanned systems will allow smaller platforms to enjoy the the plug-and-play payload versatility that Bryan rightly argues make the super-carrier so valuable. Somewhere between today's high end fleet and tomorrow's nano-swarms are distributed naval operations.
Existing and planned surface combatants
Though high in quality, today's fleet is smaller in quantity than needed for future distributed operations. Although a "thousand ship" multi-national navy has possible utility in peacetime, what happens in time of war, when partners go wobbly? I have advocated for distributed operations at sea to include distributed firepower for about five years now. So it warmed my heart to see surface warfare leadership take an interest in distributed lethality in a recent Proceedings article and in subsequent public comments.
Though high in quality, today's fleet is smaller in quantity than needed for future distributed operations. Although a "thousand ship" multi-national navy has possible utility in peacetime, what happens in time of war, when partners go wobbly? I have advocated for distributed operations at sea to include distributed firepower for about five years now. So it warmed my heart to see surface warfare leadership take an interest in distributed lethality in a recent Proceedings article and in subsequent public comments.
Future warfare will require more than just a new generation of weapons onboard planned combatants. The LCS/FF and SSC, warts and all,
will be critically important, given their numbers and versatility at carrying
various payloads. By adapting
smaller unmanned payloads, each ship will be able to launch a mini-swarm. These platforms will aggregate and disperse
as the tactical situation dictates. Of
course, carriers and large deck amphibious ships will remain valuable for the
foreseeable future, simply because of their massive capacity to carry smaller
vehicles. Additionally, the vision of long range, persistent, even armed UAVs embarked on every surface combatant is slowly edging closer to reality with research programs such as DARPA’s TERN. Realizing the full potential of distributed warfare at sea will require will a variety of vessels to augment the conventional fleet, which is unlikely to grow much at all.
Non-traditional naval platforms
Expeditionary Swarming
Swarming gets even more chaotic where the sea meets the land and increasingly dense urban populations reside. David
Kilcullen has laid out a future of swarming maneuver doctrine already embraced by many urban guerrillas.
Ever since J.F.C. Fuller, in 1918, the foundational concept of maneuver doctrine for the 20th century is not to fight the enemy bit by bit, but to find his headquarters and put a pistol shot into the brain. Fuller talks about finding and killing the enemy headquarters, putting a deep penetration armored unit behind the frontline looking for the enemy headquarters to kill it. That is on what blitzkrieg is based on, it’s what Russian maneuver warfare is based on, it is a fundamental guiding idea for Liddell Hart or Guderian. The scary thing that Black Hawk down tells you is that because of how these guys operate-- with tactics completely emergent within a self synchronizing swarm-- there is actually no headquarters in the Western sense. The guy I sat with, a Somali brigade commander, didn’t have a bunch of guys with radios in a command and control center. What he had, it was walkie talkie and a larger truck than everybody else, carrying a reserve of fighters and ammo. He just listened on the radio and drove around the battlefield to where the fighting was heaviest. He didn’t need to give an order for the attack because the self-synchronizing tactical system didn’t require that. The scary thing that Black Hawk Down tells you is that if the Rangers were able to capture Aidid, it might not have any effect at all. They were going after a headquarters that didn’t exist.
American special
operations forces are already doing distributed warfare. Several SOC-Forward headquarters are deployed across the globe, each one composed of very small teams of multidisciplinary
operators and enablers conducting training, information operations, civil affairs, and
direct action. The Marine Corps is also
experimenting with distributing smaller units of action, both ashore and afloat.
Unconventional players
Unconventional players
![]() |
A small sample of the largest surrogate fleet in the world... |
Naval
swarms will not consist solely of naval combatants. What I call naval
unconventional warfare - essentially the use of maritime surrogates to
achieve naval objectives - will feature prominently in future swarm
warfare at sea. China’s massive fishing
fleets are already demonstrating a form of surrogate swarming in the South
China Sea.
These
non-state maritime actors - some working at the behest of nation states and
others on their own accord - will complicate rules of engagement, entice overreaction, disrupt
surface movement, and in some some cases, attack as swarms.
On
the air side, commercial drones, of which 32,000 are estimated to be flying in
the next decade (most not in the U.S.), along with of hundreds thousands of
personal drones, will be pulled into this unconventional swarming threat.
Currently light-weight and short-ranged, civilian UAVs will expand in capability more
rapidly than their military counter-parts.
Physics Gets a Vote
A solid argument against this vision is that smaller platforms, be they a combatant ship, unmanned underwater vehicle, or unmanned air vehicle, are limited in range and payload capacity. Notionally, shorter-legged vehicles dispersed over hundreds or thousands of miles require more frequent resupply and refueling (or recharging). However, innovative ways of resupply will mitigate some of these concerns. Along these lines, the Navy’s recent choice of the V-22 as a carrier onboard delivery (COD) aircraft will greatly enhance the fleet’s distributed logistics capabilities. The COD will move parts and people not only for the single deployed carrier and its air-wing, but for amphibious ships and smaller combatants (via vertrep) within hundreds of miles of the carrier. Commonality with Marine Corps and Air Force Special Operations Command Ospreys will bring operational, maintenance, and training efficiencies. Unmanned vehicles operating at the edge of the battlespace will require new concepts in afloat logistics. Moored undersea docking stations to recharge the batteries of long range UUVs should be designed for air or surface deployment. Unmanned air vehicles flying from surface ships will also support vertical resupply of distributed sea and ground elements operating hundreds of miles from their motherships. This concept has been demonstrated successfully ashore with the K-MAX rotary wing vehicle which flew more than 17,000 sorties in Afghanistan, delivering over four million pounds of supplies to Marines in remote forward operating bases. Even small patrol vessels operating alone and unafraid could be partially refueled by air, using blivets (from drones, of course) or conceivably, a reverse helicopter in-flight refueling (HIFR) system from the V-22. Moreover, surface ships with shallower drafts, such as the FF and JHSV can pull into more austere and remote ports for upkeep than their deep draft counter-parts.
The Future is Clear as Mud
It’s
possible that this future is unrealistic, and large combatants - including the
nuclear-powered aircraft carrier - will reign the seas for decades, if not centuries
to come. But given the changing rate of
technology, an entirely different scenario is not implausible. In Peter Diamandis' new book BOLD, futurist Ray Kurzweil portrays a future dominated by nanosystems,
artificial intelligence, and yes, singularity. Diamandis discusses some of these astounding (and somewhat scary) predictions for the not too far out future:
By the 2020s, most diseases will go away as nanobots become smarter than current medical technology. Normal human eating can be replaced by nanosystems. The Turing test begins to be passable. Self-driving cars begin to take over the roads, and people won’t be allowed to drive on highways.
By the 2030s, virtual reality will begin to feel 100% real. We will be able to upload our mind/consciousness by the end of the decade.
By the 2040s, non-biological intelligence will be a billion times more capable than biological intelligence (a.k.a. us). Nanotech foglets will be able to make food out of thin air and create any object in physical world at a whim.
By 2045, we will multiply our intelligence a billionfold by linking wirelessly from our neocortex to a synthetic neocortex in the cloud.
Extrapolating just a few of these trends
into naval warfare, one begins to see a very different future emerge than one
dominated by a handful of $15 billion capital ships. Thousands of autonomously navigating civilian and military unmanned surface
vessels, such as the “Sea Hunter” prototype currently undergoing testing, will
share the seas with manned vessels.
These vessels will be large, small, and very small, and much cheaper to operate than
their manned equivalents.
If Kurzweil is even partially accurate, nanobots will eventually become naval weapons in their own right. Dispersed from the air prior to hostilities, they will float dormant like plankton in shipping lanes until they recognize an enemy ship. They will then swarm the vessel’s seawater intakes, disable engines, sensors, and perhaps even crew. Airborne nano-bots floating in the trade winds will be attracted to electromagnetic emissions and disable radar array faces.
If Kurzweil is even partially accurate, nanobots will eventually become naval weapons in their own right. Dispersed from the air prior to hostilities, they will float dormant like plankton in shipping lanes until they recognize an enemy ship. They will then swarm the vessel’s seawater intakes, disable engines, sensors, and perhaps even crew. Airborne nano-bots floating in the trade winds will be attracted to electromagnetic emissions and disable radar array faces.
Far-fetched? Perhaps, but then again, twenty
five years ago, how many of us expected to always carry a pocket-sized device that
responds to voice commands enabling us access to most of the world’s
information wirelessly? Kurzweil did.
Because the only certainty is that disruptive technological change will continue to accelerate apace, investments in extremely expensive singular-unit force structure (both air and naval) must be viewed with circumspect. Simply put - if we don't figure out naval swarming, the democratization of technology today means somebody else will. America's traditional battle force fleet can - and should - be expanded as the fiscal and political environment dictates. But careful investments in an alternative portfolio emphasizing distributed naval operations and swarming will hedge future uncertainty that is sure to result from coming technological disruption.
The opinions and views expressed in this post are those of the author alone and are presented in his personal capacity. They do not necessarily represent the views of the U.S. Department of Defense or any of its agencies.