Testimony
before the House Armed Services Committee
Subcommittee
on Seapower and Projection Forces
Prepared
Statement of Jonathan F. Solomon
Senior
Systems and Technology Analyst, Systems Planning and Analysis, Inc.
December
9th, 2015
The
views expressed herein are solely those of the author and are presented in his
personal capacity on his own initiative. They do not reflect the official
positions of Systems Planning and Analysis, Inc. and to the author’s knowledge
do not reflect the policies or positions of the U.S. Department of Defense, any
U.S. armed service, or any other U.S. Government agency. These views have not
been coordinated with, and are not offered in the interest of, Systems Planning
and Analysis, Inc. or any of its customers.
Thank you Chairman Forbes and
Ranking Member Courtney and all the members of the Seapower and Projection
Forces subcommittee for granting me the honor of testifying today and to submit
this written statement for the record.
I
am a former U.S. Navy Surface Warfare Officer (SWO), and served two Division
Officer tours in destroyers while on active duty from 2000-2004. My two billets
were perhaps the most tactically-intensive ones available to a junior SWO:
Anti-Submarine Warfare Officer and AEGIS Fire Control Officer. As the young
officer responsible for overseeing the maintenance and operation of my
destroyers’ principal combat systems, I obtained an unparalleled foundational
education in the tactics and technologies of modern naval warfare. In
particular, I gained a fine appreciation for the difficulties of interpreting
and then optimally acting upon the dynamic and often ambiguous “situational
pictures” that were produced by the sensors I “owned.” I can attest to the fact
that Clausewitz’s concepts of “fog” and “friction” remain alive and well in the
21st Century in spite of, and sometimes exacerbated by, our
technological advancements.
My
civilian job of the past eleven years at Systems Planning and Analysis, Inc. has
been to provide programmatic and systems engineering support to various surface
combat system acquisition programs within the portfolio of the Navy’s Program
Executive Officer for Integrated Warfare Systems (PEO IWS). This work has
provided me an opportunity to participate, however peripherally, in the
development of some of the surface Navy’s future combat systems technologies.
It has also enriched my understanding of the technical principles and
considerations that affect combat systems performance; this is no small thing
considering that I am not an engineer by education.
In
recent years, and with the generous support and encouragement of Mr. Bryan
McGrath, I’ve taken up a hobby of writing articles that connect my academic
background in maritime strategy, naval history, naval technology, and
deterrence theory with my professional experiences. One of my favorite topics
concerns the challenges and opportunities surrounding the potential uses of
electronic warfare in modern maritime operations. It’s a subject that I first
encountered while on active duty, and later explored in great detail during my
Masters thesis investigation of how advanced wide-area oceanic
surveillance-reconnaissance-targeting systems were countered during the Cold
War, and might be countered in the future.
Electronic
warfare receives remarkably little attention in the ongoing debates over future
operating concepts and the like. Granted, classification serves as a barrier
with respect to specific capabilities and systems. But electronic warfare’s
basic technical principles and effects are and have always been unclassified. I
believe that much of the present unfamiliarity concerning electronic warfare
stems from the fact that it’s been almost a quarter century since U.S. naval
forces last had to be prepared to operate under conditions in which victory—not
to mention survival—in battle hinged upon achieving temporary localized mastery
of the electromagnetic spectrum over the adversary.
America’s
chief strategic competitors intimately understand the importance of electronic
warfare to fighting at sea. Soviet Cold War-era tactics for anti-ship attacks
heavily leveraged what they termed “radio-electronic combat,” and there’s plenty
of open source evidence available to suggest that this remains true in today’s
Russian military as well.[i]
The Chinese are no different with respect to how they conceive of fighting
under “informatized conditions.”[ii] In
a conflict against either of these two great powers, U.S. maritime forces’
sensors and communications pathways would assuredly be subjected to intense
disruption, denial, and deception via jamming or other related tactics. Likewise,
ill-disciplined electromagnetic transmissions by U.S. maritime forces in a
combat zone might very well prove suicidal in that they could provide an
adversary a bullseye for aiming its long-range weapons.
To
their credit, the Navy’s seniormost leadership have gone to great lengths to
stress the importance of electronic warfare in recent years, most notably in
the new Maritime Strategy. They have even launched a new concept they call
electromagnetic maneuver warfare, which appears geared towards exactly the
kinds of capabilities I am about to outline. It is therefore quite likely that
major elements of the U.S. Navy’s future surface warfare vision, Distributed
Lethality, will take electronic warfare considerations into account. I would
suggest that Distributed Lethality’s developers do so in three areas in
particular: Command and Control (C2) doctrine, force-wide
communications methods, and over-the-horizon targeting and counter-targeting
measures.
First
and foremost, Distributed Lethality’s C2 approach absolutely must be
rooted in the doctrinal philosophy of “mission command.” Such doctrine entails a
higher-echelon commander, whether he or she is the commander of a large maritime
battleforce or the commander of a Surface Action Group (SAG) consisting of just
a few warships, providing subordinate ship or group commanders with an outline
of his or her intentions for how a mission is to be executed, then delegating
extensive tactical decision-making authority to them to get the job done. This would
be very different than the Navy’s C2
culture of the past few decades in which higher-echelon commanders often strove
to use a “common tactical picture” to exercise direct real-time control,
sometimes from a considerable distance, over subordinate groups and ships. Such
direct control will not be possible in contested areas in which communications using
the electromagnetic spectrum are—unless concealed using some means—readily
exploitable by an electronic warfare-savvy adversary. Perhaps the adversary
might use noise or deceptive jamming, deceptive emissions, or decoy forces to
confuse or manipulate the “common picture.” Or perhaps the adversary might
attack the communications pathways directly with the aim of severing the voice
and data connections between commanders and subordinates. An adept adversary
might even use a unit or flagship’s insufficiently concealed radiofrequency
emissions to vector attacks. It should be clear, then, that the embrace of mission
command doctrine by the Navy’s senior-most leadership on down to the deckplate
level will be critical to U.S. Navy surface forces’ operational effectiveness
if not survival in future high-end naval combat.
Let
me now address the question of why a surface force must be able to retain some
degree of voice and data communications even when operating deep within a
contested zone. As I alluded earlier, I consider it highly counterproductive if
not outright dangerous for a higher-echelon commander to attempt to exercise
direct tactical control over subordinate assets in the field under opposed
electromagnetic conditions. But that doesn’t mean that the subordinate assets
should not share their sensor pictures with each other, or that those assets
should not be able to spontaneously collaborate with each other as a battle
unfolds, or that higher-echelon commanders should not be able to issue mission
intentions and operational or tactical situation updates—or even exercise a veto
over subordinates’ tactical decisions in extreme cases. A ship or an aircraft
can, after all, only “see” on its own what is within the line of sight of its onboard
sensors. If one ship or aircraft within some group detects a target of
opportunity or an inbound threat, that information cannot be exploited to its
fullest if the ship or aircraft in contact cannot pass what it knows to its
partners in a timely manner with requisite details. In an age where large
salvos of anti-ship missiles can cover hundreds—and in a few cases thousands—of
miles in the tens of minutes, where actionable detections of “archers” and
“arrows” can be extremely fleeting, and where only minutes may separate the
moments in which each side first detects the other, the side that can best
build and then act upon a tactical picture is, per legendary naval tactical
theorist Wayne Hughes, the one most likely to fire first effectively and thus
prevail.[iii]
This
requires the use of varying forms of voice and data networking as tailored to specific
tactical or operational C2 purposes. A real-time tactical picture is
often needed for coordinating defenses against an enemy attack. A very close to
real-time tactical picture may be sufficient for coordinating attacks against
adversary forces. Non-real time communications may be entirely adequate for a
higher-echelon commander to convey mission guidance to subordinates.
But
how to conceal these communications, or at least drastically lower the risk
that they might be intercepted and exploited by an adversary? The most secure
form of communications against electronic warfare is obviously human courier,
and while this was used by the U.S. Navy on a number of occasions during the
Cold War to promote security in the dissemination of multi-day operational and
tactical plans, it is simply not practicable in the heat of an ongoing tactical
engagement. Visible-band and infrared pathways present other options, as
demonstrated by the varying forms of “flashing light” communications practiced
over the centuries. For instance, a 21st Century flashing light that
is based upon laser technologies would have the added advantage of being highly
directional, as its power would be concentrated in a very narrow beam that an
adversary would have to be very lucky to be in the right place at the right
time to intercept. That said, visible-band and infrared systems’ effective
ranges are fairly limited to begin with when used directly between ships, and
even more so in inclement weather. This may be fine if a tactical situation
allows for a SAG’s units to be operating in close proximity. However, if unit
dispersal will often be the rule in contested zones in order to reduce the risk
that an adversary’s discovery of one U.S. warship quickly results in detection
of the rest of the SAG, then visible-band and infrared pathways can only offer
partial solutions. A broader portfolio of communications options is
consequently necessary.
It
is commonly believed that the execution of strict Emissions Control (EMCON) in
a combat zone in order to avoid detection (or pathway exploitation) by an
adversary means that U.S. Navy warships would not be able to use any form of
radiofrequency communications. This is not the case. Lower-frequency radios
such as those that operate in the (awkwardly titled) High, Very High, and Ultra
High Frequency (HF, VHF, and UHF) bands are very vulnerable because their
transmission beams tend to be very wide. The wider a transmission beam, the
greater the volume through which the beam will propagate, and in turn the
greater the opportunity for an adversary’s signals intelligence collectors to
be in the right place at the right time. In order to make lower-frequency radio
communications highly-directional and thereby difficult for an adversary to
intercept, a ship’s transmitting antennas would have to be far larger than is
practical. At the Super High Frequency (SHF) band and above, though,
transmission beamwidth using a practically-sized antenna becomes increasingly
narrow and thus more difficult to intercept. This is why the Cold War-era U.S.
Navy designed its Hawklink line-of-sight datalink connecting surface combatants
and the SH-60B helicopter to use SHF; the latter could continually provide
sonarbuoy, radar, or electronic support measures data to the former—and thereby
serve as an anti-submarine “pouncer” or an anti-ship scout—with a relatively
low risk of the signals being detected or exploited. In theory, the surface
Navy might develop a portfolio of highly-directional line-of-sight
communications systems that operate at SHF or Extremely High Frequency (EHF)/Millimeter-wave (MMW) bands in order to retain an all-weather voice and
data communications capability even during strict EMCON. The Navy might also
develop high-band communications packages that could be carried by manned or
unmanned aircraft, and especially those that could be embarked aboard surface
combatants, so that surface units could communicate securely over
long-distances via these “middlemen.” Shipboard and airframe “real estate” for
antennas is generally quite limited, though, so the tradeoff for establishing
highly-directional communications may well be reduced overall communications “bandwidth”
compared to what is possible when also using available communications systems
that aren’t as directional. Nevertheless, this could be quite practicable in a
doctrinal culture that embraces mission command and the spontaneous local tactical
collaboration of ships and aircraft in a SAG.
High-directionality
also means that a single antenna can only communicate with one other ship or
aircraft at a time—and it must know where that partner is so that it can point
its beam precisely. If a transmission is meant for receipt by other ships or
aircraft, it must either be relayed via one or more “middleman” assets’
directional links to those units or it must be broadcast to them using
less-directional pathways. Broadcast is perfectly acceptable as a one-way
transmissions method if the broadcaster is either located in a relatively
secure and defensible area or alternatively is relatively expendable. An example of the former might be an airborne
early warning aircraft protected by fighters or surface combatants broadcasting
its radar picture to friendly forces (and performing as a local C2 post
as well) using less-directional lower-frequency communications. An example of
the latter might be Unmanned Aerial Systems (UAS) launchable by SAG ships to serve
as communications broadcast nodes; a ship could uplink to the UAS using a
highly-directional pathway and the UAS could then rebroadcast the data within a
localized footprint. Higher-echelon commanders located in a battlespace’s
rearward areas might also use broadcast to provide selected theater- and
national-level sensor data, updated mission guidance, or other updated
situational information to forward SAGs. By not responding to the broadcast, or
by only responding to it via highly-directional pathways, receiving units in
SAGs would gain important situational information while denying the adversary an
easy means of locating them.
Low
Probability of Intercept (LPI) radiofrequency communications techniques provide
surface forces an additional tool that can be used at any frequency band,
directional or not. By disguising waveforms to appear to be ambient
radiofrequency noise or by using reduced transmission power levels and
durations, an adversary’s signals intelligence apparatus might not be able to
detect an LPI transmission even if it is positioned to do so. I would caution,
though, that any given LPI “trick” might not have much operational longetivity.
Signal processing technologies available on the global market may well reach a
point, if they haven’t already, where a “trick” works only a handful of
times—or maybe just once—and thereafter is recognized by an adversary. Many LPI
techniques accordingly should be husbanded for use only when necessary in a
crisis or wartime, and there should be a large enough “arsenal” of them to enable
protracted campaigning.
Finally,
I want to briefly discuss the importance of providing our surface force with an
actionable over-the-horizon targeting picture while denying the same to
adversaries. The U.S. Navy is clearly at a
deficit relative to its competitors regarding anti-ship missile range. This is
thankfully changing regardless of whether we’re talking about the Long-Range
Anti-Ship Missile (LRASM), a Tomahawk-derived system, or other possible
solutions.
It should be noted, though, that a weapon’s
range on its own is not a sufficient measure of its utility. This is especially
important when comparing our arsenal to those possessed by potential
adversaries. A weapon cannot be evaluated outside the context of the surveillance
and reconnaissance apparatus that supports its employment.
In one of my earlier published works, I set up
the following example regarding effective first strike/salvo range at the
opening of a conflict:
Optimal
first-strike range is not necessarily the same as the maximum physical reach of
the longest-ranged weapon system effective against a given target type (i.e.,
the combined range of the firing platform and the weapon it carries). Rather,
it is defined by trade-offs in surveillance and reconnaissance effectiveness…This
means that a potential adversary with a weapon system that can reach distance D
from the homeland’s border but can achieve timely and high-confidence peacetime
cueing or targeting only within a radius of 0.75D has an optimal first-strike
range of 0.75D…This does not reduce the dangers faced by the defender at
distance D but does offer more flexibility in using force-level doctrine,
posture, plans, and capabilities to manage risks.[iv]
Effective striking range is reduced further
once a war breaks out and the belligerents take off their gloves with respect
to each others’ surveillance and reconnaissance systems. The qualities and
quantities of a force’s sensors, and the architecture and counter-detectability
of the data pathways the force uses to relay its sensors’ “pictures” to
“consumers” matter just as much as the range of the force’s weapons.[v]
Under intense electronic warfare opposition, they arguably matter even more.
For a “shooter” to optimally employ long-range
anti-ship weaponry, it must know with an acceptable degree of confidence that
it is shooting at a valid and desirable target. Advanced weapons inventories,
after all, are finite. It can take considerable time for a warship to travel
from a combat zone to a rearward area where it can rearm; this adds
considerable complexities to a SAG maintaining a high combat operational tempo.
Nor are many advanced weapons quickly producible, and in fact it is far from
clear that the stockpiles of some of these weapons could be replenished within
the timespan of anything other than a protracted war. This places a heavy
premium on not wasting scarce weapons against low-value targets or empty
waterspace. As a result, in most cases over-the-horizon targeting requires more
than just the detection of some contact out at sea using long-range radar,
sonar, or signals collection and direction-finding systems. It requires being
able to classify the contact with some confidence: for example, whether it is a
commercial tanker or an aircraft carrier, a fishing boat or a frigate, a
destroyer or a decoy. An electronic warfare-savvy defender can do much to make
an attacker’s job of contact classification extraordinarily difficult in the
absence of visual-range confirmation of what the longer-range sensors are
“seeing.”
A U.S. Navy SAG would therefore benefit greatly
from being able to embark or otherwise access low observable unmanned systems
that can serve as over-the-horizon scouts. These scouts could be used not only
for reconnaissance, but also for contact confirmation. They could report their
findings back to a SAG via the highly-directional pathways I discussed earlier,
perhaps via “middlemen” if needed.
Likewise, a U.S. Navy SAG would need to be able
to degrade or deceive an adversary’s surveillance and reconnaissance efforts.
There are plenty of non-technological options: speed and maneuver, clever use
of weather for concealment, dispersal, and deceptive feints or demonstrations
by other forces that distract from a “main effort” SAG’s thrust. Technological
options employed by a SAG might include EMCON and deceptive emissions against
the adversary’s signals intelligence collectors, and noise or deceptive jamming
against the adversary’s active sensors. During the Cold War, the U.S. Navy
developed some very advanced (and anecdotally effective) shipboard deception
systems to fulfill these tasks against Soviet sensors. Unmanned systems might
be particularly attractive candidates for performing offboard deception tasks
and for parrying an adversary’s own scouts as well.
If deception is to be successful, a SAG must
possess a high-confidence understanding of—and be able to exercise agile control
over—its emissions. It must also possess a comprehensive picture of the ambient
electromagnetic environment in its area of operations, partly so that it can
blend in as best as possible, and partly to uncover the adversary’s own transient
LPI emissions. This will place a premium on being able to network and fuse
inputs from widely-dispersed shipboard and offboard signals collection sensors.
Some of these sensors will be “organic” to a SAG, and some may need to be
“inorganically” provided by other Navy, Joint, or Allied forces. Some will be
manned, and other will likely be unmanned. This will also place a premium on
developing advanced signal processing and emissions correlation capabilities.
We can begin to see, then, the kinds of operational
and tactical possibilities such capabilities and competencies might provide
U.S. Navy SAGs. A SAG might employ various deception and concealment measures
to penetrate into the outer or middle sections of a hotly contested zone,
perform some operational task(s) of up to several days duration, and then
retire. Other naval or Joint forces might be further used to conduct deception
and concealment actions that distract the adversary’s surveillance-reconnaissance
resources (and maybe decision-makers’ attentions) from the area in which the
SAG is operating, or perhaps from the SAG’s actions themselves, during key
periods. And still other naval, Joint, and Allied forces might conduct a
wide-ranging campaign of physical and electromagnetic attacks to temporarily
disrupt if not permanently roll back the adversary’s
surveillance-reconnaissance apparatus. Such efforts hold the potential of
enticing an adversary to waste difficult-to-replace advanced weapons against
“phantoms,” or perhaps distracting or confusing him to such an extent that he
attacks ineffectively or not at all.
The tools and tactics I’ve outlined most
definitely will not serve as “silver bullets” that shield our forces from
painful losses. And there will always be some degree of risk and uncertainty
involved in the use of these measures; it will be up to our force commanders to
decide when conditions seem right for their use in support of a particular thrust.
These measures should consequently be viewed as force-multipliers that grant us
much better odds of perforating an adversary’s oceanic surveillance and
reconnaissance systems temporarily and locally if used smartly, and thus better
odds of operational and strategic successes.
With that, I look forward to your questions and
the discussion that will follow. Thank you.
[i]
For example, see the sources referenced in my post “Advanced Russian Electronic
Warfare Capabilities.” Information Dissemination blog, 16 September 2015, http://www.informationdissemination.net/2015/09/advanced-russian-electronic-warfare.html
[ii]
For examples, see 1. John Costello. “Chinese Views on the Information “Center
of Gravity”: Space, Cyber and Electronic Warfare.” Jamestown Foundation China
Brief, Vol. 15, No. 8, 16 April 2015, http://www.jamestown.org/programs/chinabrief/single/?tx_ttnews%5Btt_news%5D=43796&cHash=c0f286b0d4f15adfcf9817a93ae46363#.Vl4aL00o7cs;
2. “Annual Report to Congress: Military and Security Developments Involving the
People’s Republic of China 2015.” (Washington, DC: Office of the Secretary of
Defense, 07 April 2024), 33, 38.
[iii]
CAPT Wayne P. Hughes Jr, USN (Ret). Fleet
Tactics and Coastal Combat, 2nd ed. (Annapolis, MD: U.S. Naval
Institute Press, 2000), 40-44.
[iv]
Jonathan F. Solomon. “Maritime Deception and Concealment: Concepts for
Defeating Wide-Area Oceanic Surveillance-Reconnaissance-Strike Networks.” Naval War College Review 66, No. 4
(Autumn 2013): 113-114.
[v]
See my posts 1. “21st Century Maritime Operations Under Cyber-Electromagnetic
Opposition, Part II.” Information Dissemination blog, 22 October 2014, http://www.informationdissemination.net/2014/10/21st-century-maritime-operations-under_22.html;
and 2. “21st Century Maritime Operations Under Cyber-Electromagnetic
Opposition, Part III.” Information Dissemination blog, 23 October 2014, http://www.informationdissemination.net/2014/10/21st-century-maritime-operations-under_23.html