Tuesday, October 19, 2024

A Seapower Manifesto


The Value of Preponderant American Seapower

Introduction.  The United States has been at war with Islamic extremists for nine years, a conflict that has made America safer while driving al-Qaeda and its associates into a largely disaggregated operational posture with diminished capabilities and even lower stature.  With the threat of al-Qaeda lessened, and the wars in Afghanistan and Iraq targeted for wind-down by the Obama Administration (and the Bush Administration before it), the nation will inevitably turn to a discussion of a military force posture appropriate to its long term strategic goals.  This will include a debate about continued global leadership and the attendant instruments of national power that underwrite it.  Protecting America’s national interests should be the starting point of such a discussion, along with a renewed commitment to traditional allies and alliances.  Central to the debate is the need for a renaissance in American Seapower and its role in underwriting US leadership when significant force levels ashore are unnecessary and/or undesired.  That debate has to some extent already begun, though divorced from any overarching strategic context.  In an article from early 2009, Secretary of Defense Robert Gates wrote “As much as the U.S. Navy has shrunk since the end of the Cold War, for example, in terms of tonnage, its battle fleet is still larger than the next 13 navies combined -- and 11 of those 13 navies are U.S. allies or partners.”[1]   In a speech to the Navy League’s Sea, Air, and Space Exposition in May of 2010, the Secretary expressed doubt as to the efficacy of current US Navy preponderance by repeating the statistic above and adding to it, listings of US Navy dominance in big-deck amphibious ships, fast-attack submarines and cruisers and destroyers equipped with vertically launched missiles.[2]  So it would appear that the Secretary of Defense is setting the stage for dramatic cuts in Navy force structure, a post-war pattern repeated several times in the United States since the end of World War II. 
 This is not the time for history to repeat itself.  Many of the challenges facing our nation are abidingly maritime in nature, rising powers are building navies to contest US Navy mastery of the seas, and the world economy remains utterly dependent on the free flow of goods across the maritime commons, the freedom of which is guaranteed by American Seapower.   Many of America’s strategic challenges, such as Iran, North Korea and China, will challenge freedom of the commons from ashore, making many naval comparisons irrelevant.  This fundamental geostrategic reality cannot be taken for granted.  Simply put, America cannot remain a global power without a global Navy, and that global Navy is under siege as policy-makers seek to reduce each discretionary part of the federal budget to fund America’s growing appetite for entitlements and to service its increasing debt.  This “entitlement” overstretch is not sustainable in economic terms, and it threatens to further erode the tools that U.S. policy makers have come to assume will always be robust enough to undergird our way of life and economic lifelines.  America is a maritime nation, and its resource priorities should reflect a simple truth: American Seapower plays a unique, critical, disproportionate and sustaining role in the security and prosperity of the United States, and it should be resourced at levels appropriate to its importance.  That importance will only rise as the nation faces a new geo-strategic reality of two rising powers making considerable investments in naval might, (China and India) as opposed to the latter half of the 20th century when only the Soviets were doing so.  
Text Box                                         What is American Seapower?      Text Box

For the purposes of this study, American Seapower is defined as the sum of the capabilities and effects that naval forces (the Navy, the Marine Corps and the Coast Guard) can deliver in support of national policy while operating on, under and from the sea.

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The Tipping Point?  In a widely discussed March 2010 study entitled “The Navy at a Tipping Point:  Maritime Dominance at Stake?”, authors Daniel Whiteneck, Michael Price, Neil Jenkins and Peter Swartz of the Center for Naval Analyses applied a term popularized by Malcolm Gladwell in his book “The Tipping Point: How Little Things Can Make a Big Difference” to the question of “at what point might the US (Navy) cease to be globally influential”? [3]  As a Federally Funded Research and Development Agency (FFRDC), the CNA study responded to explicit Navy tasking, which included providing an assessment of what constituted “global influence” and options for force employment and deployment designed to maintain global influence.[4]  The study concluded that the Navy’s current strategy for maintaining forward deployed combat power and global influence was unsustainable in an era of declining resources and increasing costs.  Exactly when the “tipping point” would be reached (in this case, a Navy without global influence) is left to the reader to conclude, although there is a clear message that it is approaching. 
The Center for Naval Analyses is world renowned for the quality of its thinking, and this study is no exception.  It is a straightforward statement of a dim future for sustaining a global Navy, one able to deter adversaries, assure friends, maintain favorable security balances and catalyze maritime security in order to maintain the freedom of the maritime commons.  The study proposes a series of force employment alternatives for the Navy, each of which represents a departure from the status quo driven by resource constraints and to some degree, by notions of future alterations in American grand strategy.  In the “2-Hub Option”, credible combat power is maintained in East Asia and the Arabian Gulf/Indian Ocean at the expense of low end presence forces and amphibious shipping.  In the “1+ Hub Option”, such combat power is maintained only in East Asia, with a second, low end force dedicated largely maritime security and presence missions globally.  In the “Shaping Option”, high-end combat power would be sacrificed in order to maintain the global presence of amphibious and other forces designed to promote regional stability through increased cooperation with maritime partners.  In the “Surge Navy”, global presence would be sacrificed in order to maintain largely US-based combat power that would “surge” to hotspots as necessary.  The final option is to simply continue to shrink the “Status Quo Navy”, maintaining to the degree possible such high-end combat capability as is possible while continuing to maintain today’s deployment patterns as the fleet shrinks.  The fleet that is deployed is one with decidedly less superiority, with large amphibious ships replacing aircraft carriers and small escorts replacing cruisers and destroyers.   

Directed by the Navy to frame its analysis against the backdrop of declining resources, CNA put forward a series of logical and balanced recommendations for force employment.  That the Navy chose to bound the study in the manner it did represents a responsible approach to thinking about the future by an armed service operating within its own notion of budget constraints and the likelihood of diminishing resources in the future.    Where the study falls short is in its failure to ask potentially more important questions:  Is a preponderant, global Navy in the strategic interest of the United States? And Is such a preponderant Navy worth allocating additional resources to, even at the cost of other elements of U.S. military power? Dr. Andrew Krepinevich of the Center for Strategic and Budgetary Assessments (CSBA) frames the larger issue of allocating scarce resources to defense and security thusly:  “There is an opportunity here, if the Obama Administration is willing to seize it. It involves exploring all available options for diverting the country from its path toward a declining military posture, and doing so within the context of an overall integrated strategy.”[5]   As long as American Seapower is viewed as simply one of many equivalent tools of military power rather than as our nation’s strategic comparative advantage, Pentagon budget cuts will be doled out among the Services equally and will not reflect the choices that will most effectively support the nation’s interests.    

The Search for a Grand Strategy.  The Global War on Terror (GWOT) never constituted a true “grand strategy”, nor was it ever put forward as one.  It was an exigency forced upon the United States by Islamic Jihadists bent on spreading a version of a “New Caliphate”.  As that war continues into its tenth year and the present administration openly talks of a draw-down, many observers are beginning to resurrect the dialogue of grand strategy begun in the early days of the George W. Bush administration.  Then (as in the 90’s) the US was faced with what some have called the “uni-polar” moment: that is, when the US reigned supreme (and without serious challengers) in diplomatic, military and economic might.  Forced to shelve serious discussions of a grand strategy appropriate to a uni-polar world, the United States instead spent most of the past decade pursuing two land wars in Asia against largely irregular and insurgent forces.  These wars have arguably made the United States a safer place by denying Al-Qaeda safe haven and by removing from the international scene a regime in Iraq that was a threat to its neighbors and its own citizens, that openly flouted the will of the international community, and that was thought by virtually every reputable intelligence service on Earth to possess weapons of mass destruction (WMD).
In those wars, US Joint forces have performed brilliantly, and the Special Forces and the intelligence communities continue to take the fight to the nihilist Jihadist enemy wherever it hides.  But this pursuit has come at a cost, as the United States spent nearly $1 trillion ($700B on Iraq and $300B on Afghanistan) on these campaigns, even as a serious economic crisis at home hobbled the economy.  The most powerful nation on Earth has expended considerable blood and treasure fighting shadowy, irregular forces in conflicts whose outcomes are still in doubt.  All the while, a rising international competitor focused inwardly on generating 10% annual growth even as it modernized and enlarged its armed forces, especially its Navy.  Although China has emerged as the United States most stressing strategic competitor, there is little evidence that a grand strategy appropriate to facing the challenge of extending and sustaining America’s position of global leadership is under consideration.  The Administration’s recently released national security strategy continues to focus on terrorist threats, particularly those wielding weapons of mass destruction, while giving little consideration to the ways the US will pursue its national interests.    If the nation truly does depend on freedom in the global commons, partnerships and counter-proliferation as described in the strategy, then the ways America will exercise leadership should be defined.  Seapower is a key element of each of these objectives.  Seapower is more suited to these missions than ground or air forces, whose permanence and impermanence respectively make them poor choices to secure free and legitimate movement without infringing on others’ freedom and sovereignty.
It is not the intent of this paper to propose a grand strategy for the United States.  It is the intent of this paper to advocate strongly for the proposition that irrespective of what form such a strategy takes, preponderant American Seapower will ineluctably be an indispensible asset.  To use a framework familiar to any student of international relations, should America choose a strategy of Primacy, the case for American Seapower is axiomatic.  Should the country choose a strategy of Selective Engagement, American Seapower provides the flexibility to intervene where and when desired.  Should the nation choose a strategy of Cooperative Security, no element of US military force is better suited to forging effective and lasting cooperative arrangements than is American Seapower.  And finally, if the country settles on a neo-isolationist strategy, or one of Restraint or Offshore Balancing,[6]  American Seapower will be called upon to re-establish favorable security balances where and when it is in the national interest to do so.  No element of American military power is as flexible, adaptable and useful as Seapower.  Irrespective of the direction American grand strategy may take, Seapower will play a disproportionate role in carrying it out.

Strategic Considerations.  The coming strategic dialogue will take place amid the backdrop of three potentially irreconcilable considerations.  The first will be a natural, increased hesitance toward land war after a costly decade or more in Afghanistan and Iraq.  Many Americans will eventually ask what was gained by the expenditure of over 5,500 lives and over a trillion dollars.  The second will be the growing appetite for domestic infrastructure investment and entitlement spending even as the nation confronts mounting debt.  The final consideration will be the desire of the American public to play the leading role in a world increasingly marked by the rise of Asia and the emergence of Brazil, Russia, India and China (the BRIC nations) as counterweights to US and EU influence.[7]
The support of the American people for the wars in Afghanistan and Iraq has been remarkably durable, but it would be unwise to think such support would extend to another land war of choice in the near term, a sentiment echoed by Secretary of Defense Robert M. Gates, who wrote that “The United States is unlikely to repeat another Iraq or Afghanistan -- that is, forced regime change followed by nation building under fire -- anytime soon.”[8]  While there are other foreseeable reasons the US might wish to employ massive land force, Afghanistan and Iraq appear emblematic of the chaos and untidiness many observers feel will mark the future strategic landscape.  This landscape will grow ever more dangerous as sophisticated weapons continue to proliferate into the hands of insurgents and terrorists.   If these types of conflicts are unlikely to summon similar US resolve, there is a question of continuing to sustain and resource those capabilities and capacities necessary to address such conflict at the same levels.  Might the nation be better off working to preclude these situations before they erupt, rather than react at great cost to the Treasury?
Grand strategy discussions will also reflect fallout from the diminished state of the American economy as a result of the recent recession and financial crisis.  Many economists are wary of growing levels of institutional debt in the US, and austerity measures are likely to be considered.  These measures will almost certainly include aggressive efforts to cut the defense budget, as automatic entitlement costs as a proportion of the federal budget grow.    Pressure to cut the defense budget is likely to result in equal or nearly equal shares being assigned each of the armed services, as such “Joint” burden sharing is the norm in a Pentagon bereft of inter-service rivalry in the post Goldwater-Nichols era.  While the defense budget is not the cause of the nation’s economic situation, policy makers will be sorely tempted to include it in the solution, rather than by curbing dramatically rising entitlement spending.  A final strategic consideration likely to color discussions will be the almost certain desire of Americans to continue to be the acknowledged global leader—diplomatically, militarily, and economically—even as the resources available to continue or exercise such leadership  are in jeopardy.  Political leaders in the US will pay a heavy price at the ballot box if seen by voters to be supporting or enabling a decline in US power and influence. 

Why Seapower?  American Seapower is the most flexible of the various instruments of military power, and the one most uniquely able to accommodate the foregoing strategic considerations.  Even more, it is an essential element of an effective grand strategy, along with a strong economy and useful alliances.  As policy-makers begin to think seriously about an appropriate grand strategy for the Post War on Terror world, American Seapower should occupy a central enabling position.  Several obvious US national security imperatives are made possible by preponderant American Seapower.
Seapower Enables the Homeland Defense “Away Game”.  Naval forces operate for extended periods far from US shores without the permission of any sovereign government; this translates into the extension of America’s homeland “defensive perimeter”.  The ability to gather information, perform surveillance of seaborne and airborne threats, interdict suspected WMD carriers and disrupt terrorist networks without a large shoreward “footprint” is critical in a world of denied access and decreasing acceptance of American troops stationed abroad.  Dealing with these threats as far from our shores as possible gains decision space and engagement opportunities.
Seapower Bolsters Critical Security Balances.  Preponderant American Seapower underwrites East Asian security by demonstrating to friends and allies American resolve to maintain regional stability.  Additionally, the overwhelming advantage enjoyed by US forces in sea control and striking power is in and of itself, an inducement to maintaining security.  Absent such preponderance, a nascent Asian naval arms race has the potential to intensify.  In the Arabian Gulf and Indian Ocean, sustained preponderant US naval combat power serves to assure allies of the nation’s resolve to maintain stability in the face of an unpredictable regime in Iran. 
Seapower Provides an Effective Conventional Deterrent.  The visible presence of American Seapower operating freely in the maritime commons provides an effective conventional deterrent to those who would seek to threaten regional security and stability.  First, the capabilities and capacities of preponderant naval power are arrayed in a manner that causes an adversary to question the effectiveness of a pre-emptive attack (deterrence by denial).  Such capabilities include sea-based ballistic missile defense (BMD) and the striking power of carrier-based airpower armed with precision guided munitions.  Second, the likelihood of a prompt and painful counter-attack from the sea raises the costs associated with military adventurism (punishment).  In either case, recent scholarship in the study of conventional deterrence indicates that overall US conventional superiority is less likely to provide an effective deterrence than is the local regional balance of power.[9]  This suggests that in order to deter effectively, the US must be “present”—and no form of military power can be as consistently present in as many critical places at once as Seapower.  Presence should be re-evaluated to include a more robust paradigm of  “forward stationing”, or what the Navy refers to as “Forward Deployed Naval Forces” (FDNF).  These forces do not deploy from the U.S. on a rotational basis; rather, they are homeported forward, dramatically increasing their operational availability. 
Seapower Enables Diplomacy, Development and Defense.  American Seapower is the global guarantor of freedom of commerce on the world’s oceans, thereby promoting American economic stability and growth.  This role has been played before in history by the Portuguese, the Dutch and the British, but never before has it been played by a nation without imperial or colonial aspirations.  American guarantees to the global commons do not come with a colonial “tax” on other nations.  The overwhelming majority of world trade (by weight and by value) travels across the world’s oceans, to the benefit of all trading nations.  Additionally, America’s diplomatic power is increasingly enabled by its Seapower, a symbiotic relationship reminiscent of US foreign policy conduct throughout much of its pre-World War II history.  With the advent of US Navy Global Fleet Stations and the emerging concept of Sea-basing, American Seapower will provide its diplomats with new options for flexibly engaging friends, partners, allies and others.  This close relationship between America’s military and its diplomatic arm will be essential to promoting good governance in ungoverned spaces and building partnership capacity in nations facing critical security threats.
Seapower Provides for Modulated Military Response.  The world is an increasingly disordered and untidy place, with regional instability a constant feature of the strategic landscape.  Should deterrence fail (as it sometimes does), already present, combat ready naval forces are prepared to conduct prompt and sustained operations.  These operations range from shows of force, raids and demonstrations, strikes and special operations, all the way to the forcible entry of land power from the sea.  This menu of choices is a primary feature of American Seapower, and it provides the President with unmatched flexibility to respond, escalate, and de-escalate without having to flow additional forces into theater.  Should the nation find it necessary to transition to a punishing land war, American Seapower provides the means for assuring the entry of follow-on forces, as well as providing considerable combat power in support of ongoing land operations.
Seapower Provides America’s Survivable Nuclear Deterrent.  The Navy’s fleet of 14 ballistic missile submarines (SSBN) --each equipped with Multiple Independent Re-entry Vehicle (MIRV) armed Trident Intercontinental Ballistic Missiles (ICBM)—is its most survivable method of providing strategic nuclear deterrence.  With Russia remaining a powerful nuclear state and China upgrading its own nuclear stockpile—in addition to the nuclear mischief of North Korea and Iran—the US must continue to upgrade its SSBN force even as it considers new and novel ways to employ them. 
Seapower Shows the Best Face of America.  The purpose of American military power is to protect the United States by fighting and winning wars, and American Seapower is no exception.  That said, the staggering cost of military power demands a premium be placed on those forces with peacetime missions that also advance the national security of the United States. No nation on earth is as quick to provide humanitarian assistance in the wake of natural disasters as the US, and no element of American power is as critical to prompt and sustained recovery efforts as American Seapower.  Whether it is the direct provision of food, water, and shelter, emergency medical care, or security in a chaotic environment, it is American Seapower that answers the nation’s call when its considerable sympathy moves it to act[10].  

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Naval Shipbuilding
The Navy has come under increasing criticism for failing to control costs in its shipbuilding programs, and much of this criticism is justified.  Program managers routinely underestimate construction costs in order to gain Congressional support and compound the problem by failing to suppress rampant “requirements creep” that drives costs higher in order to insert new technology in a mature design.  The Navy’s credibility on Capitol Hill has diminished as a result.  Additionally, there have been several well-publicized instances of the Navy accepting ships for delivery only to find within months major deficiencies in critical propulsion and operating systems.  The shipbuilding industry must shoulder some of the blame for this, although the Navy’s decreased ability to properly oversee ship construction is troubling.

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Threats to American Seapower.  There are two primary threats to the future of American Seapower.  The first is a series of technologically advanced, networked weapons and sensors designed to deny US naval forces the freedom of maneuver from which all other benefits of Seapower derive.   The second threat is domestic in nature, and it is the tendency of the US to dramatically reduce the fleet in post-war draw-downs.
Attempts to Deny Freedom of Maneuver.  America’s uncontested dominance of the seas for the past two decades is increasingly threatened, as other nations—principally China—have fixed upon strategies of denying US Naval Forces freedom of maneuver and action in order to mitigate the US ability to operate and concentrate combat effects, primarily to erode the US relationship with allies it seeks to reassure. While the US invested heavily in its ability to project striking power ashore after the Cold War, it failed to invest sufficiently in its ability to gain and maintain sea control.  China’s aggressive construction programs in surface ships, submarines and missiles are all designed to contest America’s ability to exercise sea control as China seeks the ability to extend its own influence in East Asia.  Particularly vexing has been China’s development of an “anti-ship ballistic missile” (the DF-21) which is thought to be designed specifically to neutralize the US aircraft carrier force.  Missiles, mines and submarines are the world’s answer to US naval superiority, and the technology behind these threats is advancing.[11]  The ongoing “Air-Sea Battle” project between the Navy and the Air Force is an interesting development in more aggressively contesting Chinese (and other) anti-access strategies, but it is unclear what impact this project will have on the resources necessary to implement it. [12]  Whether or not the US ever has to fight a naval war with China is an open question; it seems logical to assume it will eventually fight against advanced weapons wielded by other nations that have proliferated widely.
Post-War Defense Draw-downs.  Much of the thinking in this study stems from an assumption that the wars in Afghanistan and Iraq are likely to be drawn down in the near term.  This, plus the previously mentioned downward pressure on defense budgets as a result of increased entitlement spending and US debt load, creates a “perfect storm” for a dramatic decrease in naval power.  Recent post-war draw-downs (Korea, Vietnam, Cold War) have resulted in a historical average of a 33% decline in Department of the Navy resources.  Each of those wars however was accompanied by a nearly equally dramatic increase in resources to buy ships and manpower.  What will be different in a near-term drawdown is that even as the Navy supported the wars of the last decade, its battle force shrank by 18%  and its total manpower decreased by nearly the same.  Put another way, any “post-war” cut administered on today’s Navy will impact a force that grown dramatically smaller, older and worn out while fighting two wars.
Preponderant American Seapower, the likes of which produces the seemingly disproportionate statistics cited  by the Secretary of Defense earlier in this paper, is both the result of American investment, and the influence that investment has in causing other nations not to invest.  Put another way, building US naval power causes other nations not to build theirs, especially those who side with the US.  This is often known as the “free rider” effect, but in terms of naval arms buildups, it is a particularly stable situation.  While it is clear that some nations are building their navies (China and India among them), were the US to follow Secretary Gates’ logic and begin to whittle away at its naval preponderance, subtle messages of detachment would be sent to friends and allies who heretofore have looked to the US to stand up in the role of global naval hegemon.   Japan, Australia, Singapore and others are closely watching for signs of US disengagement in East Asia, and any move to decrease naval preponderance there would increase pressure for those nations to respond with their own building programs.  While these nations may be able to modestly increase their shipbuilding programs, none can create a fleet capable of replacing US naval presence.   Absent US naval preponderance, such buildups are likely to prove counter-productive.  The world has seen before the dramatic costs of naval arms races, and the stability resulting from the overwhelming US advantage in Seapower must be seen as a strategic advantage not to be thrown away lightly in a reflexive round of budget-cutting.

How Should the US Sustain Preponderant Seapower?  In order to provide the United States with maximum strategic flexibility, the Congress should take the following actions to ensure that the US remains an overwhelming naval power:
·         The Congress should resist efforts to fund domestic entitlements from the defense budget in general and the Department of the Navy budget in particular.  Additionally, the Congress should require that the Navy provide a “resource unconstrained” fleet composition appropriate to meeting the requirements of the Navy’s 2007 maritime strategy “A Cooperative Strategy for 21st Century Seapower”[13], and an analysis of what capabilities and missions called for in that strategy are at risk given  current/planned fleet size and resources.  This study should include options for additional “forward stationing” of US Navy vessels and proposals for new classes of ships designed specifically for low-end naval presence missions.
·         To relieve additional pressure from already strained Navy shipbuilding budget, design and construction costs of the Navy’s new replacement ballistic missile submarine (SSBN) should be added from outside Navy budget controls.  This would represent recognition of the truly national, strategic mission carried out by these submarines.  Without additive resources, the defense industrial base and the nation’s conventional advantage at sea will be sacrificed to recapitalize the strategic force. 
·         To increase confidence in Navy Shipbuilding budget estimates, the Congress should mandate a set of consistent costing methods for use by OSD, the Navy and the Congressional Budget Office (CBO) in order to alleviate wide variance in cost estimates based on divergent methods of calculating.  Additionally, the Congress should mandate that the Secretary of the Navy certify the wholeness of design of any new ship class before authorization of the first hull. 
·         The Navy should seek and the Congress should approve the appointment of a four-star Admiral to the position of Chief of Navy Shipbuilding.  This position would be appointed for a term of eight years (analogous to the existing “Director of Naval Nuclear Propulsion”  overseeing all of Navy nuclear power), and would oversee design, acquisition, construction and life cycle management of all surface ships, aircraft carriers and submarines.  Current “Program Executive Officers” (PEO) for ships, submarines and aircraft carriers would report to this new executive who would report in turn to both the Chief of Naval Operations and the Secretary of the Navy. 
·         To maintain US freedom of action and thus influence in the face of adversaries wielding anti-access capabilities, the Congress should require the Navy to report on its “Air-Sea Battle” initiative with the Air Force, and it should consider funding  relevant acquisition initiatives designed to overcome predominately Chinese anti-access threats.    
·         The Congress should hold hearings into the status of the Goldwater-Nichols Act after nearly a quarter century of existence.  Specifically, it should investigate whether the rise of “Jointness” as a combat and acquisition construct has created an atmosphere within the Department of Defense in which the Services cannot effectively advocate for their unique capabilities, even if doing so is arguably in the nation’s strategic interest.  Military “group think” in the face of a fluid strategic environment is tantamount to an abdication of moral responsibility by our military leaders.

Conclusion.  The United States is faced with complex strategic choices, the resolution of which may define the nation’s ability to remain the world’s leading power.  It is difficult to consider any likely alternative future in which the US continues to exercise global leadership and influence without relying heavily on Seapower.  A reflexive impulse to cut the Navy’s force structure as the U.S. draws down from ongoing combat operations in Iraq and Afghanistan is consistent with America’s 20th Century post-war practice.  Such consistency would however, ignore both the extent to which the Navy has already been reduced and the critical flexibility Seapower gives to policymakers as they consider an appropriate Post War-on-Terror grand strategy.
At a time in which many politicians are considering dramatic reductions in military spending to fund domestic priorities and retire debt, thinking deeply about spending more on one facet of military power is out of fashion.  Such thinking must be encouraged however, as the benefits of shifting to a maritime influenced grand strategy will be realized in the sustainment and advancement of U.S. global leadership, while failing to do so sets the conditions for the military to do little more than manage U.S. decline relative to other rising powers.
As a maritime nation, the U.S. should apply its comparative advantage—Seapower— to the pursuit of its global interests even as it conserves its precious resources.  Costly Eurasian land-wars do little to extend U.S. power and influence in the world, and continuing to plan for them in the future creates a considerable drain on those resources.  American Seapower is the element of military power best suited to advance U.S. power and influence, and it should be resourced accordingly. 







[1] Robert M. Gates,  “A Balanced Strategy:  Reprogramming the Pentagon for a New Age”, Foreign Affairs, January/Februay 2009, at http://www.foreignaffairs.com/articles/63717/robert-m-gates/a-balanced-strategy, (July 1, 2024)
[2] Robert M. Gates, Untitled Speech, Speech at the U.S. Navy League Sea, Air, Space Symposium, National Harbor, MD, May 3, 2010, at http://www.defense.gov/speeches/speech.aspx?speechid=1460, July 2,2010.
[3] Neil Jenkins, Michael Price, Peter Swartz, and Daniel Whiteneck, “The Navy at a Tipping Point:  Maritime Dominance at Stake?” Center for Naval Analyses Publication No. CAB D002262.A3, March 2010, p. 2
[4] Ibid.
[5] Andrew F. Krepinevich,  Jr.,  “National Security Strategy in an Era of Growing Challenges and Resource Constraints”, Center for Strategic and Budgetary Assessments Perspective, June 2010,  p.10. 
[6] Offshore Balancing is considered here in its historical context, predominately the model practiced by the British Empire in which balancing actions were the work of naval power and not land commitments.  Several modern offshore balancing theorists shrink from even that level of commitment. 
[7] The author first laid out this framework  in an article in  the May 2010 issue of the Naval Institute Proceedings (p.41)
[8] Gates,   “A Balanced Strategy”,  (http://www.foreignaffairs.com/articles/63717/robert-m-gates/a-balanced-strategy?page=show)
[9] Michael Gerson and Daniel Whiteneck “Deterrence and Influence:  The Navy’s Role in Preventing War”.  Center for Naval Analyses, CRM D0019315 March 2009 pps 45-46. 
[10] Secretary of the Navy stressed this “face of America” theme during a recent speech to the Current Strategy Forum at the Naval War College (Ray Mabus, Untitled Speech, US Naval War College, Newport, RI, June 9, 2024 at http://www.navy.mil/navydata/people/secnav/Mabus/Speech/CurrentStrategyForum610.pdf,  July 4, 2024).
[11] , Congressional Research Service, China Naval Modernization: Implications for US Navy Capabilities—Background and Issues for Congress, CRS #RL33153, May 28, 2010, p. 5. 
[12]  U.S. Department of Defense, Quadrennial Defense Review Report, February 2010, p. 32.
[13] U.S. Department of Defense, U.S. Navy, U.S. Marine Corps, and U.S. Coast Guard, A Cooperative Strategy for 21st Century Seapower, October 2007, at http://www.navy.mil/maritime/Maritimestrategy.pdf, July 2, 2010. 

CNO Guidance 2011 (CNOG 2011)

The CNO released his fourth (and presumably final) CNOG this week, and I'd like to spend some time with it here.  My overall impression is that it remains a solid indicator of where the CNO wishes to prioritize, and that it continues the CNO's 2010 public campaign to assert the centrality of American Seapower. It is released in essentially the same format as its predecessors, and it reinforces the same big themes CNO has emphasized from the beginning.  It is a document of continuity, though it is not without nuanced emphases worthy of discussion. Read the whole thing here, but I'd like to discuss a few parts I found notable. As is my custom, I'll cut and paste portions in bold, then comment afterward.

Our Maritime Strategy remains relevant. It has been affirmed by events over the past few years and by the recent conclusions from the 2010 Quadrennial Defense Review and the Quadrennial Defense Review Independent Panel report commissioned by Congress.

The reference here to the QDR Review Panel is important.  While they punted on making hard choices, one message coming out of their findings was the need for a bigger Navy, more engaged in Asia.

As ground forces draw down in the Middle East, the need for a strong naval presence will grow in importance. Naval presence is essential to shaping a favorable security environment globally, especially in the Western Pacific and Indian Ocean, areas closely tied to our nation’s economic prosperity.

Again, we'll hear this message over and over--as well we should.  While the land forces "reset" by coming home and gearing up, the Navy resets "in stride", and its responsibilities transcend the present conflicts.


We will use warfighting wholeness reviews to identify capability gaps and direct our limited resources to areas with greatest impact.

The concept of looking at warfighting capability as a portfolio is a worthwhile undertaking.  The Navy has done a good job over the years in identifying individual capability gaps, but has lacked a coherent methodology for placing those gaps within a larger warfighting construct.  Only by looking across the ensemble can dependencies and opportunities be realized.  Compound risk must be accounted for.

Our Navy requires a minimum of 313 ships to meet operational requirements globally.

I take issue with this statement, though it is not untrue.  The Navy has yet to release a force structure vision that represents the imperatives put forward in the 2007 Maritime Strategy.  Very few observers believe the 2005 "313" ship navy was sufficient or optimized to carry out that strategy--so saying that 313 ships is the minimum, while technically true, evades the fact that we do not have a force structure number that reflects the strategy. 

We will examine and revise our Forward Deployed Naval Forces methodology to align with the future security environment, our planned force structure, and forward presence requirements.

This is an important statement, and it dovetails in nicely with the work CNA has done on the Tipping Point.   The CNO is indicating here a readiness to think more expansively about how and where naval forces are positioned.

We will continue to pursue affordable warfighting solutions that emphasize evolutionary vice revolutionary capabilities, common hulls and airframes, open architecture, modularity, lower energy footprint, and reduced manpower.

It is nice to see analyst Bob Work's "common hulls" mantra coming to fruition in a Navy he currently helps run.  There is value and wisdom in the "ship as truck" analogy, with capability commoditzed  in a way that gains the maximum utility from flexible ship design. 


We will promote and increase cooperation and interoperability with our most capable partners on the high-end of naval power, and continue to bring together maritime nations to enable a common understanding of capabilities and tactics in the global maritime domain.

This is a nice bit of nuance here, taking on directly those who see maritime cooperation as a largely low-end phenomenon.  We have valuable allies who possess very capable ships (Japan, Australia, South Korea among them),and this alliance can provide a strong disincentive to China's sometimes bumptious rise.

Integrate warfighting capabilities with the Marine Corps to meet objectives of the Maritime Strategy and Naval Operations Concept.

If the country is ever to get a military force optimized to extend and sustain its world leadership, its land power will likely be reduced while its Seapower increases.  The Navy's Army (USMC) will be the primary means by which the US influences events ashore in the coming decades, and the Navy's role in facilitating that power redounds to the benefit of both. 

Anticipate changes in joint force posture and operational demands in the Middle East, determine how those changes will affect Navy posture, positioning, and operational tempo, and adjust accordingly.

The CNO can't reinforce this message to senior policymakers enough.  When the land forces go home, the Navy will still be there--just like it is today.  In fact, without the land forces there, naval power will only become more critical.  

Anticipate changes in global military (especially naval) forces, discern changes in operational and strategic patterns, and adjust Navy posture, positioning, and operational tempo accordingly.

Again--the CNO is signaling readiness to be innovative with how and where naval forces operate and are sustained.  This could be the most important emphasis in this entire document.


We are emphasizing operational expertise in our wargames, including through Global ’09; the International Global Wargame; the Army, Air Force, Marine Corps and Coast Guard Title X wargames; and our own Maritime Domain Awareness, irregular warfare, and partnership building games.

I believe war-gaming will become even more critical in the years ahead.  When you run out of money, you have to think.  


There is more in the document, much more, but these were the sections that stood out for me. 


Bryan McGrath

US Strategy Outflanks Rising China in the Pacific

Tom Barnett has an interesting piece on US-China relations specific to the New York Times article discussing Chinese military's rising anti-Americanism. Barnett's blog post is a bit heavy on the focus between the talking points of US hawks and China hawks, but it is also useful for that purpose as well. For much of the blog post I found myself in general agreement, but then he lost me. What caught my attention is that the article targets the DoD directly, and was propagated around the blogosphere to some of my other favorite blogs - like the Real Clear World Compass, for example. I'm a huge fan of Thomas Barnett, but in this case Tom tripped when using talking points and I can't let it slide.

AirSea Battle is - like all doctrines - everything to everyone when in development but unlikely to fit everyone’s mold at completion. Remember, it can be described as a battle doctrine to fight China only because it uses the Pacific region as the test ground for theory and analysis. It is easier to develop against a global player like China than some mythical group - like Martians. In that context, Tom attacks AirSea Battle as bad policy. Tom is wrong though, AirSea Battle doctrine development isn't rooted in policy when it targets China, it is rooted in law - but we'll get to that later.

Once you get to the policy level AirSea Battle doctrine development, AirSea Battle becomes a more important instrument of US policy for revealing where redundancy exists and efficiencies can be gained in 21st century warfare across the DoD when undertaking joint approaches. The rock drill, at the policy level, is how a bloated organization like the DoD determines what it needs and what it doesn't in the context of an upcoming reduced defense budget. Folks can claim all day that AirSea Battle doctrine development is intended to prepare the US military for a future war in the Pacific region, but under this administration AirSea Battle doctrine is also an economic efficiency exercise.

Tom knows these rock drills well enough to recognize how its purpose can be skewed towards just about any policy purpose, and he plays with it for his own purposes. That isn’t what prompts my response to his blog post though: my response is rooted on the incredibly important elements of the discussion that Tom completely neglects or ignores in his analysis.
We are pretending to play Cold War when both of us should be managing the global security environment--in tandem. I'm not saying our logic doesn't make sense. Things like the AirSea Battle Concept make eminent sense--if a war over Taiwan is the ordering principle for the U.S. military going forward. Me? I just don't buy that as our North Star for the 21st century and globalization's further evolution. Instead, I see it as a colossal and stupid diversion of resources and attention span.

Why? Again, back to my basics: thinking about war within the context of everything else and not just within the context or myopic logic of war itself. That "everything else," for me, is best encapsulated by the term globalization, because it's the global economy + all those rising connections + all those rising interdependencies + all those overlapping security interests ("security" ain't the same as zero-sum defense--remember) + all those ever-changing dynamics that arise from all this complexity. Compared to all that, the Taiwan scenario is frozen in time. Fine, I guess, for our military to obsess over it, just like the PLA, because it keeps those otherwise unoccupied by the Long War and frontier integration and nation-building occupied with something they naturally are drawn to as ordering principles. But, in the end, it's make-do work, in historical terms; it's shutting the door on the past and not opening the door on the future. It simply does not rank in a US foreign policy that's coherently focused on shaping a future worth creating.

But this is what we end up with when our primary goal in foreign policy is to--as Clinton puts it--keep all the balls in the air. When everything is equally important, there is no strategy whatsoever. It's just chasing your tail and current events and putting everybody--save yourself--in the driver's seat.

Obama needs to take control of his foreign policy and start paddling faster than the current, because he is--by not taking more control--losing control of his own national security enterprise, and that is not leadership.
Tom is an important US policy evangelist on China, largely because of his credibility on both sides of the US-China equation. Maybe that is the influencing factor behind his blog post, but regardless of motive he and many in this debate need to reset to get the facts right when it comes to US-China in 2010, and that includes the Taiwan equation. There are two key points Tom Barnett gets inaccurate - first he claims that for the US "there is no strategy whatsoever," something I observe to be completely false, although the position of no US strategy is widely propagated these days. The second inaccuracy relates specifically to Taiwan policy.

Lets start with the Taiwan Relations Act, Public Law 96-8 (1979), specifically section 2, part b, five and six:
SEC. 2 (b) It is the policy of the United States -
(5) to provide Taiwan with arms of a defensive character; and
(6) to maintain the capacity of the United States to resist any resort to force or other forms of coercion that would jeopardize the security, or the social or economic system, of the people on Taiwan.
This is a key point that policy observers like Tom Barnett need to focus on, instead of focusing in on DoD policy. The Taiwan Relations Act isn't some policy that the Department of Defense gets to choose whether or not to follow depending upon an election cycle; it is the law and #6 directly influences force structure decisions for the US Navy and US Air Force. By law the US Navy must "maintain the capacity of the United States to resist any resort to force or other forms of coercion that would jeopardize the security, or the social or economic system, of the people on Taiwan." Do defense observers realize how difficult it is in 2010 with a rapidly growing Chinese military to plan a global naval force when that law is cited in every review session as a starting place for future planning? The only folks who can change the law is Congress, not the President; so it isn't like Secretary Gates or Secretary Mabus can just ignore the law. Tom Barnett has testified in front of the House Armed Services Committee, he should know the emphasis on China that comes from that body. He should also know that the authority for that emphasis comes from a law now over 30 years old.

So when the DoD develops a battle doctrine like AirSea Battle that even marginally implies an intervention scenario between China and Taiwan, the DoD doesn't need policy cover - they have a legal mandate from Congress to conduct those rock drills specifically to meet the obligations of the Taiwan Relations Act. The Taiwan Relations Act does not force the United States to act to defend Taiwan if Taiwan is attacked by China, but it does mandate that the DoD must structure itself accordingly as to give the President the option.

Tom Barnett is way off in his criticism because he directs his rant at the wrong people. That mistake is common though so it is easier to forgive than the second thing Tom said - and I honestly was expecting him to pick this up by now and be running with it. It has become vogue for US-China policy observers in the US to rant against the absence of strategy by the US in how we deal with China at the defense and security level. Well, I think most US observers are living in an echo chamber of talking points and aren't paying close attention.

I would argue that US strategy is actually working better than anyone gives it credit for, and indeed under Gates and Clinton, US strategy is very much in line with US policy, and both are working very well when it comes to China.

China's inability to understand how their ascension strategy clashes with our cooperative strategy is a major source of the current tension between the US and China. It is also the least cited source of tension in the public discussion. If you look at the expanding strength of the US security network in the Pacific, I think even China would agree that US strategy is working very well. Have you noticed how happy the Pacific region is with us lately; how many of our allies are firmly, and constantly reaffirming, our presence in the Pacific as a positive thing? Maybe US observers haven't noticed, but China is starting to figure it out.

It isn't the US preventing China from rising in the Pacific; indeed if you read the National Security Strategy (PDF), the National Defense Strategy (PDF), and the Cooperative Maritime Strategy is for 21st century Seapower - all three are ultimately built towards developing future cooperation between the US and China. Developing greater institutional cooperation between stakeholders is the desired policy for the United States in the Pacific and Indian Ocean regions, but nobody wants to give the Obama administrations credit for the success that this cooperative policy is having today.

I observe that it is China who is intentionally attempting to assert their own unilateral, disconnected, and yes zero-sum ascension as a regional power, and it is that activity that makes their policies come off as aggressive to their neighbors. It is explicitly false to describe US national security policy as zero-sum the way Tom Barnett does, because it is the positive-sum international cooperative approach to security that is expanding our influence regionally in the Pacific (if not globally in other areas) even as right now our nations armed forces are locked in two land wars and our Navy is the smallest it has been since prior to WWI. The last 2-4 years of policy advocated through what I would call 'cooperative evangelism' in the Pacific by leaders like Gates, Roughead, Willard, and Clinton has completely outflanked China's unilateral rise as a regional hegemony in the Pacific region - and more than anything else, the US setting expectations to the region is what China is most pissed about.

Do US observers actually think it is simply an accident that China is having trouble expanding influence regionally in their post Olympic era? It isn't an accident; China isn't meeting their own expectations because the evangelism by US leaders has set the standard of cooperative approaches of multinational partnership towards multinational problems as a more compelling regional framework than the evangelism on China's harmony of a secure Pacific region 'with Chinese characteristics.' Everything China does right now works against them, whether it is their lack of military transparency that projects a disconnected approach towards regional security issues, or their unwillingness to be inclusive in the cooperative frameworks that are being developed by regional stakeholders. Every major power around China is embracing the 21st century's connectivity, transparency, and collaborative framework models, while only disconnected nations more akin to the Chinese disconnected model like Myanmar and North Korea respect the rise of China.

China’s worst enemy right now is themselves because they stained their own projected regional perception of a China rising peacefully this year - beginning with zero-sum assertiveness over territories with their neighbors. It is China that goes immediately to the 'economic war' angle whenever their leadership runs into any political dispute with a neighbor. In the Facebook era, when Pacific nations are leveraging the US designed network model for collective security, China has chosen to be disconnected from the developing network. China really is suffering from over-reaction syndrome in 2010 (see the saga how China and Japan dealt with the arrest of a fisherman), and I think that represents the consistent mounting frustrations of their own ineffectiveness in achieving the respect China feels they deserve as an emerging regional hegemony. China conveys unilateral exclusivity to each stakeholder at the rectangle table in the Pacific, while folks like Anne-Marie Slaughter in the State Department are evangelizing a model where all stakeholders sit at the round table.

At what point can we admit that US State Department policy with the US Navy's maritime strategy in tow is legitimately kicking China's ass up and down the South China Sea? I think we are at that point today, and that is why Hillary Clinton is the brightest star in the Obama administration. It isn't about winners and losers so much, rather it is how the new US rule set in the western Pacific that nations are buying into is about positive sum includes, and China intentionally excludes them self from participation. That positive sum rule set wasn't what China was expecting, and they have not adjusted yet.

By any measurement and for a variety of reasons, 2010 has been disappointing year for China due their inability to build confidence in the Pacific region nations regarding their rise. They can legitimately blame the US for that if they want, but it is the desires of China’s neighbors for US inclusion that is the bigger source of their problems - and the source for that desire is China's inconsistent messages and actions. China's expectations were set by their study of Mahanian power projection and the apparent desire to achieve status similar to the rise of the US at the turn of the 20th century. Something happened along the way though, just as China is completing their ascension, the US has begun establishing a new rule set - a collaborative, transparent rule set that China's government is currently not compatible with.

When I look at the Pacific I see a US built collective model for security and defense developing that every major player in the region except North Korea is quite happy to be involved in as an equal partner. Only those who aren't willing to concede equality in stake to their neighbors, folks like China, are having trouble with that model. In all honesty, I think that is a good thing - previous periods of globalization turned into major power war primarily because the stronger powers picked on the weaker powers. This time around, US strategy is designed to prevent that from happening by making the weaker powers collectively strong.

The suggestion that the US doesn't have a strategy with China is flat out wrong - the strategy is simply being ignored despite evidence, like the recent policy shift in Vietnam, validating the strategic success of the US in the Pacific. Strategy not only exists - it is remarkably effective and is exceeding all expectations. Like all strategies, it isn't perfect. But like all good strategies the US strategy for managing China's rise is remarkably flexible, easy to articulate, and effective when executed as policy. The most important characteristic about US policy being executed under the US cooperative strategy model is that it manages China's rise in a way that gives China the ability to lead when they are ready, as opposed to forcing China to lead when they aren't ready - because right now China isn't ready.

This Week

I will be traveling this week to attend the US Naval Institute History Conference discussing piracy, among many other activities. For those in the greater DC area, there will be a meet and greet happy hour on Thursday at 1730. If you are interested in attending, you can shoot me an email and I'll disclose the location in private. While it is an open invite to all blog readers, I wanted to do it this way so I can insure I have some idea of how many people are coming. About 1/5 of my total weekly audience, around 4000 unique readers, live in the greater DC area so this might get interesting.

If only 1% of that regional audience shows up, that's 40 folks, so I'm trying to be respectful of the establishment we are meeting at by getting a count just in case more than 1% attends. If 10% shows up... well, given this is a naval centric audience I imagine a few kegs might go float.

The blog will be mostly running on autopilot this week. There are some articles I have planned to run just in case I don't spend much time writing while on this trip, although I suspect I will be writing quite a bit - including some coverage of the History Conference at the US Naval Institute blog.

Saturday, October 16, 2024

Current status of MCM ships with PLAN

There is a new minesweeper class coming into service with China recently. I thought it would be a good time to go through the history of PLAN mine warfare development.

MCM operation has long been a huge weakness in PLAN. If ASW is widely viewed as the Achilles Heel of PLAN, then MCM is not that far behind. As numerous navies started to develop a new generation of MCM ships in the 70s and 80s built with glass-reinforced plastic material, equipped with remotely operated vehicle mine neutralization system and advanced minehunting and classification sonar, China was stuck with Soviet 50s era T-43/Type 6610 minesweepers.

China bought the licensed production to Project 254K and 254M minesweepers in the 50s. The first 4 vessels that were built with Soviet supplied kits were Type 6605. After that, China started to build Type 6610 based on Soviet documentations to Type 254M minesweepers. As time went on, China eventually indigenized everything after the Soviet-China split and made more modifications to turn Type 6610 into more of a patrol boat.

A total of 33 Type 6610 vessels were built all the way up to 1987 and several of which were even involved in real combat against Vietnamese Navy. Even now, PLAN still operates about 15 of these Type 6610 minesweepers including the frequently photographed No. 830 to 834 of East Sea Fleet.


By the late 1970s, China started development of a new type of coastal minesweeper. This class, known as the Type 082 Wosao class, first joined service in 1988. They are 44.8 m long, 6.2 m wide and have a draft of 3.7 m. They were the first sign of a post T-43 + modernized minesweeping design by China. They were equipped with Type 316 mini contact sweep, type 317 magnetic sweep, type 318 acoustic sweep and type 319 infrasonic sweep. These vessels can also be used to control the Type 312 remote minesweeping drones. This ship class basically consists of the original Type I variant ships (No. 801 to 803) and the improved Type II variant (No. 806、807、816、817, 820 to 827). You can recognize the difference just by looking at the bridge. Here are some of the ships from this class.




As we arrived at the current wave of PLAN modernization, MCM was clearly a huge weakness in PLAN. The Type 082 class is modern compared to T-43, but they are only suitable for coastal operations and are not modern by international standard. PLAN needed MCM vessels that would push it to the modern level of MCM ships that came into service with different NATO navies in the 80/90s like the Avenger class, Tripartite class, Sandown class and Type 343 Hameln class. PLAN has kind of moved into this new era of MCM operation with 2 new classes in the past few years. The first one is the Type 081 minesweeper. They are built more for seagoing mine warfare operations than Type 082. They are larger, probably close to the size of T-43s, equipped with more modern sweeping systems, mine detection sonar and modern command system (like GPS, radar, display console, combat system). At the current time, we know of at least 4 units of this class (805, 810, 839 and 840). Each of these ships cost around $37 million in 2008. The second MCM class is the Type 082II (or another designation) minehunter. So far, there is only one unit of this ship built. As you can see with the photos below, it is very similar in size to Type 081. I would say they are both around 550 to 600 ton in displacement.




I think it has taken a while for the next ship of this class to come out, because it represented too much of an advancement in PLAN. Similar to other ship series, this first unit is testing out a lot of new equipments and concepts before further units are built. This is probably the first MCM ship in PLAN system that does not use any kind of mechanical sweep and probably the first one to be built with Glass reinforced plastic. As shown below, it is also the first MCM ship to be equipped with mine disposing ROV (+crane to lower ROV) and advanced sonar management system. The sonar system is reported to be able to track and identify everything with several hundreds meters. In fact, one of the pictures showed a scale of up to 200 m, but I'm not sure if they have a longer tracking mode.




As it happened, we saw a new class of remote controlled minesweeping drones recently. This development is kind of interesting, because China has been studying different navies around the world for ideas in improvement. In most cases, PLAN follows the path of USN (like 052C + combat system, 071/LCAC, Type 920 hospital ship). In this case, it seems like PLAN found German navy's Ensdorf class to be the one that would be the best for its given requirements. The dimensions of 804 is very similar to Ensdorf class and the dimensions of this new Type 8041 drone is very similar to Seehund drones. It looks like 804 will be operating with 3 or 4 of these drones + ROVs in disposing mines.